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45th Annual Securities Regulation Institute

PLI
11/6/2013-11/7/2013
The New York Hilton & Towers
1335 Avenue of the Americas
New York, NY 10019
Speaking Engagement
Alexa Powers
alexapowers@mofo.com
(212) 336-4312

Partner David Lynn is the co-chair of this event and partner Jay Baris will moderate the panel titled "The Latest Developments with Investment Companies, Private Funds and Investment Advisers", which will address the following topics:

  • Private equity and hedge fund regulation in a post-Dodd Frank Act world
  • Investment company regulatory developments
  • The rise of alternative investment vehicles and the regulatory response
  • Regulatory issues in capital raising
  • Implementation of global derivatives regulation
  • Addressing insider trading issues in a fund environment
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