• Site Search
  • Lawyer Search

Events

Find MoFo info.

  • Print PDF
  • Subscribe to RSS
  • MoFolder

Developments in the PIPEs and Registered Direct Markets

Panelists discussed developments in the PIPEs and registered direct markets, including the SEC’s reforms to Rule 144 and Form S-3 eligibility; changes to documentation, including registration rights; and the SEC’s comments on primaries, shorting/hedging and other matters, including enforcement actions. Mr. Donohoe addressed NASDAQ shareholder approval rules (including the 20% rule) and other recent NASDAQ rule changes.
Loading...
Loading...