For presentation materials, click here.

This teleconference is designed as a primer regarding exchange-traded funds.

Topics Will Include:

• The distinctions between mutual funds and ETFs
• How ETFs are created and how they trade
• The regulatory infrastructure governing ETFs
• The registration and listing process
• Recent changes regarding the use of derivatives in ETFs
• Information about other types of exchange-traded pools and notes

Speakers:

• Jay G. Baris, Morrison & Foerster, LLP
• Kelley A. Howes, Morrison & Foerster, LLP
• Lauren C. Mullen, Assistant General Counsel, Equities Legal, Bank of America Merrill Lynch

New York and California CLE credit is pending.