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Financial Services: A glimpse into the future

4/11/20131:00 PM-7:00 PM
Charlotte Marriott City Center
100 West Trade Street
Charlotte, NC 28202
Seminar
Joseph Marano
jmarano@mofo.com
(212) 336-4316

Please join the visiting MoFos for any (or all) of the following sessions where we’ll share our views on the recent past and prognosticate on future developments.

1:00 p.m. – 2:00 p.m.
Capital developments and developments related to financing financial institutions.

For presentation materials, click here.

Topics will include:

  • Status of Basel III implementation;
  • The capital NPRs;
  • The Federal Reserve’s consideration of a proposal to require a specified amount of subordinated debt to be maintained by bank holding companies;
  • Contingent capital securities issued by European banks;
  • Recent capital raising trends within the financial services sector;
  • Status of covered bonds and development of the market in the United States for foreign bank-issued covered bonds;
  • Likely effects of regulatory developments on capital raising by financial institutions; and
  • Other recent developments.

2:00 p.m. – 2:15 p.m.
Break

2:15 p.m. – 3:00 p.m.
Derivatives update

For presentation materials, click here.

Topics will include:

  • An update on Title VII and status of rulemaking and implementation;
  • Clearing and central counterparties;
  • Capital and margin;
  • Basel III considerations;
  • Tax developments relating to derivatives;
  • European developments; and
  • Predictions regarding market impacts.

3:00 p.m. – 3:15 p.m.
Break

3:15 p.m. – 4:00 p.m.
Tax developments affecting financial products

For presentation materials, click here.

Topics will include:

  • Mark to market proposal;
  • FATCA;
  • Financial transaction tax;
  • TEFRA issues;
  • Taxation of contingent capital products;
  • Taxation of structured products; and
  • Other recent tax developments.

4:00 p.m. – 4:15 p.m.
Break

4:15 p.m. – 5:15 p.m.
Regulatory and enforcement trends

For presentation materials, click here.

Topics will include:

  • Mortgage and MBS developments;
  • Enhanced CFTC enforcement powers and recent activities;
  • The CFPB’s enforcement activities;
  • SEC enforcement activities and trends;
  • Tax enforcement matters; and
  • Other recent developments.

5:30 p.m. – 7:00 p.m.
Cocktails and hors d’oeuvres

CLE credit will be provided.

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