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Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This briefing will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting.
In this, the third of a four part series on International Banking, Partners Ze’-ev D. Eiger, David M. Lynn and Anna T. Pinedo will address the following topics:
- The registration process and confidential submissions;
- Benefits available to foreign private issuers;
- Specialized disclosure requirements for banks (Industry Guide 3);
- Accounting considerations;
- Governance and ongoing reporting obligations; and
- Liability concerns.
PLI will provide CLE credit.