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Now that the rulemaking relating to Title VII of the Dodd-Frank Act has been nearly finalized, market participants are preparing themselves to function in a very different derivatives market. Title VII imposes a comprehensive regulatory framework for derivatives, and requires both end-users and dealers to adopt new compliance and operating procedures.
Topics Include:
- Identifying swaps and security-based swaps;
- Swap dealer and major swap participant determinations;
- Qualifying as an end-user;
- Commodity pool operators and CTAs;
- Action Items for end-users;
- CPO/CTA registration;
- Clearing and reporting requirements; and
- Extraterritorial issues.
Speakers:
- Anna T. Pinedo, Morrison & Foerster LLP
- James Schwartz, Morrison & Foerster LLP
PLI will provide CLE Credit.