Over the past year, the SEC and FINRA have made significant changes to their rules relating to private placements. These regulators have also intensified their scrutiny of these transactions. Please join us for a panel discussion about these changes, including:
- How do the SEC's general solicitation and bad actor rules affect private placements?
- How may the SEC's proposed rules affect private offerings?
- What can FINRA's recent enforcement actions relating to private placements teach market participants?
Speakers: