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Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This briefing will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting.
Topics will also include:
- The registration process and confidential submissions;
- Benefits available to foreign private issuers;
- Specialized disclosure requirements for banks (industry Guide 3);
- Accounting considerations;
- Governance and ongoing reporting obligations; and
- Liability concerns.
Speakers:
- Ze’-ev Eiger
- David Lynn
- Anna Pinedo