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We invite you to dial in for a brief overview of the new FINRA rules affecting communications. At long last, after several amendments, FINRA published Regulatory Notice 12-29.
The new rules will become effective in February 2013. During this operator-assisted call, we will discuss the principal areas of focus for participants in the structured notes market. You will be able to ask questions following the overview.
Speakers:
Participants will be entitled to NY State CLE Credit.