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We invite you to dial in for a brief overview of the new FINRA rules affecting communications. At long last, after several amendments, FINRA published Regulatory Notice 12-29.
The new rules will become effective in February 2013. During this operator-assisted call, we will discuss the principal areas of focus for participants in the structured notes market. You will be able to ask questions following the overview.
Participants will be entitled to NY State CLE Credit.