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Justin L. Bastian Partner
Email: jbastian@mofo.com Phone: (650) 813-5641 Fax: (650) 494-0792 |
Justin Bastian, a partner in Morrison & Foerster’s Palo Alto office, is a corporate lawyer with extensive securities compliance and corporate finance and M&A experience. In addition to regularly representing public companies in their public reporting and compliance issues, Mr. Bastian has undertaken company-side and banker-side representations to complete over 75 public offerings involving companies in a wide variety of industries including semiconductor, semiconductor equipment, software, communications, computer, Internet and REITs. Mr. Bastian has counseled numerous companies and all major investment banks in connection with various preferred stock offerings and convertible and high-yield debt financings.
Mr. Bastian’s extensive experience in advising public companies includes ‘34 Act reporting and disclosure issues such as Forms 10-K, 10-Q and 8-K; Regulation FD; Regulation G; Section 16; as well as the myriad disclosure and compliance issues in corporate governance under Sarbanes-Oxley. Representative public company clients Mr. Bastian has advised include: Electroglas, Inc.; Semitool, Inc.; Novellus Systems, Inc.; JDS Uniphase; Merix Corp.; O2 Micro International Limited; Sonics, Inc.; PLX Technology, Inc.; Pericom Semiconductor Corporation; Micrel Inc.; Aerocentruy Corp.; Spieker Properties; Essex Property Trust, Inc.; and Glenborough Realty Trust.
Mr. Bastian regularly counsels public and private companies, venture funds and investment banking firms in general corporate, transactional and securities disclosure and compliance issues. He advises the management and boards of directors of public companies in strategic and corporate issues related to the growth of their businesses.
Mr. Bastian regularly lectures at seminars and conferences on various ‘33 Act and ‘34 Act law matters, and is a Staff member of the Practicing Law Institute specializing in ‘34 Act reporting and Section 16.
Mr. Bastian was born in Fairbanks, Alaska in 1960. He received his B.A. in Economics in 1984 and his M.B.A and J.D. degrees, magna cum laude, in 1991 from Brigham Young University.
Representative Transactions
| Transactions |
Investment Bank |
| Source Photonics, Inc. In-Process Initial Public Offering |
Credit Suisse Cowen and Company Needham & Company, LLC Merriman Curhan Ford & Co. |
| Sonics Solutions In-Process Initial Public Offering |
UBS Investment Bank Cowen and Company ThinkEquity Partners LLC Caris & Company |
| EastGroup Properties, Inc. May 21, 2008 $60,000,000 Follow-on Offering |
Merrill Lynch & Co. |
| Komag April 17, 2007 $250,000,000 Debt Offering |
Credit Suisse Bear, Stearns & Co. Inc. Citigroup Piper Jaffray |
| Electroglas, Inc March 25, 2007 $25,750,000 Debt Offering |
Piper Jaffray |
| Glenborough Realty Trust $1.9 Billion M&A Announced August 21, 2006 |
Goldman, Sachs & Co. |
| Loopnet, Inc. June 6, 2006 $82,800,000 Initial Public Offering |
Credit Suisse Thomas Weisel Partners, LLC. Pacific Crest Securities Pacific Growth Equities, LLC |
| JDS Uniphase May 10, 2006 $425,000,000 Debt Offering |
Merrill Lynch & Co. Credit Suisse |
| Nextest Systems Corporation March 21, 2006 $84,000,000 Initial Public Offering |
Merrill Lynch & Co. Needham & Company, LLC. SG Cowen & Co. |
| O2 Micro International Hong Kong Listing By Introduction Hong Kong IPO |
Morgan Stanley Piper Jaffray. Needham & Company |
| Essex Property Trust, Inc. $235,000,000 October 28, 2005 Debt Offering |
Banc of American Securities UBS. |
| Dolby Laboratories, Inc. $495,000,000 Represented Ray Dolby, selling stockholder February 16, 2005 Initial Public Offering |
Morgan Stanley Goldman, Sachs & Co. JP Morgan Adams Harkness William Blair & Company |
| Glenborough Realty Trust $83,200,000 Follow-on Offering December 14, 2004 |
Goldman, Sachs & Co. |
| Glenborough Realty Trust March 11, 2004 $72,080,000 Follow-on Offering |
Goldman, Sachs & Co. |
| AlphaSmart February 6, 2004 $26,400,000 Initial Public Offering |
Deutsche Bank Securities Jeffries & Company, Inc. Legg Mason Wood Walker |
| Carrier Access February 5, 2004 $73,500,000 Follow-on Offering |
Credit Suisse First Boston Deutsche Bank Securities Needham & Company, Inc. |
| Komag January 28, 2004 $80,500,000 Follow on Offering |
Bear, Stearns & Co. Inc. Piper Jaffray Needham & Company, Inc. Thomas Weisel Partners LLC |
| Komag January 28, 2004 $80,500,000 Debt Offering |
Bear, Stearns & Co. Inc. Piper Jaffray Needham & Company, Inc. Thomas Weisel Partners LLC |
| Emulex Corporation December 9, 2003 $450,000,000 Debt Offering |
Credit Suisse First Boston Deutsche Bank Securities |
| RadiSys November 13, 2003 $100,000,000 Debt Offering |
Banc of America Securities Credit Suisse First Boston |
| EastGroup Properties, Inc. November 13, 2003 $25,000,000 Direct Offering |
A.G. Edwards & Sons, Inc. |
| Portal Software, Inc. September 12, 2003 $60,000,000 Follow-on Offering |
Raymond James Kaufman Bros., L.P. |
| EastGroup Properties, Inc. May 20, 2003 Directed offering of 571,429 shares |
A.G. Edwards & Sons, Inc. |
| Electroglas, Inc. June 21, 2002 $35,500,000 Debt Offering |
Robertson Stephens |
| Emulex Corporation January 29, 2002 $300,000,000 Debt Offering |
Credit Suisse First Boston Thomas Weisel Partners LLC |
| Nassda Corporation December 12, 2001 $57,500,000 Initial Public Offering |
Robertson Stephens SG Cowen UBS Warburg |
| O2 Micro International Limited November 26, 2001 $64,075,000 Follow-on Offering |
Robertson Stephens SG Cowen U.S. Bancorp Piper Jaffray Needham & Company, Inc. |
| Novellus Systems, Inc. July 26, 2001 $880,000,000 Debt Offering |
Merrill Lynch & Co. |
| Simplex Solutions, Inc. May 2, 2001 $55,200,000 Initial Public Offering |
Credit Suisse First Boston Robertson Stephens SG Cowen |
| Numerical Technologies, Inc. April 7, 2000 $77,476,000 Initial Public Offering |
Credit Suisse First Boston Chase H&Q SG Cowen |
| eMachines March 23, 2000 $180,000,000 Initial Public Offering |
Credit Suisse First Boston Chase H&Q Robertson Stephens Salomon Smith Barney |
| Digital Think, Inc. February 24, 2000 $61,600,000 Initial Public Offering |
Credit Suisse First Boston Chase H&Q Robertson Stephens |
| VA Linux Systems Inc. December 9, 1999 $151,800,000 Initial Public Offering |
Credit Suisse First Boston Deutsche Banc Alex. Brown Hambrecht & Quist Lehman Brothers |
| Gadzoox Networks, Inc. July 19, 1999 $73,500,000 Initial Public Offering |
Credit Suisse First Boston Hambrecht & Quist Morgan Keegan & Company, Inc. |
| CyberSource Corporation June 24, 1999 $50,600,000 Initial Public Offering |
Merrill Lynch & Co. J.P. Morgan & Co. PaineWebber Incorporated C.E. Unterberg, Towbin |
| pcOrder.com, Inc. February 25, 1999 $46,200,000 Initial Public Offering |
Goldman, Sachs & Co. Credit Suisse First Boston SG Cowen |
| Beyond.com April 13, 1999 $140,000,000 Follow-on Offering |
Credit Suisse First Boston Donaldson, Lufkin & Jenrette BancBoston Robertson Stephens C.E. Unterberg, Towbin |
| Plantronics, Inc. February 4, 1999 $88,750,000 Follow-on Offering |
Merrill Lynch & Co. Salomon Smith Barney Hambrecht & Quist McDonald Investments Inc. |
- August 21, 2006; $1.9 billion; Merger.
- June 6, 2006; 82,800,000; Initial Public Offering.
- May 10, 2006; $425,000,000; Debt Offering.
- March 21, 2006; $84,000,000; Initial Public Offering.
- October 28, 2005, $235,000,000; Debt Offering.
- February 16, 2005, $495,000,000; Initial Public Offering
- December 14, 2004; $83,200,000; Follow-on Offering
- March 11, 2004; $72,080,000; Follow-on Equity Offering.
- February 6, 2004; $26,400,000; Initial Public Offering.
- February 5, 2004; $73,500,000 Follow-on Equity Offering.
- January 28, 2004: $80,500,000 Convertible Debt Offering.
- January 28, 2004; $80,500,000 Follow-on Equity Offering.
- December 9, 2003; $450,000,000 Debt Offering.
- November 13, 2003; $100,000,000 Debt Offering.
- November 13, 2003; $25,000,000 Direct Offering.
- September 12, 2003; $60,000,000 Follow-on Offering.
- May 20, 2003; $571,429 Direct Offering.
- June 21, 2002; $35,500,000; Debt Offering.
- January 29, 2002; $300,000,000; Debt Offering.
- December 12, 2001; $57,500,000; Initial Public Offering.
- November 26, 2001; $64,075,000; Common Stock Offering.
- July 26, 2001; $880,000,000; Debt Offering.
- May 2, 2001; $55,200,000 Initial Public Offering.
- April 2000; $77,476,000 Initial Public Offering.
- March 2000; $180,000,000 Initial Public Offering.
- February 2000; $61,000,000 Initial Public Offering.
- December 1999; $151,800,000 Initial Public Offering.
- July 1999; $73,500,000 Initial Public Offering.
- June 1999; $50,600,000 Initial Public Offering.
- April 1999; $140,000,000 Common Stock Offering.
- February 1999; $46,200,000 Initial Public Offering.
- February 1999; $88,750,000 Common Stock Offering.
- November 1998; $21,000,000 Private Placement Cumulative Redeemable Preferred Units.
- March 1998; $150,000,000 Private Debt Offering.
- February 1998; $60,000,000 Series B Preferred Units.
- January 1998; $250,000,000 Series A Convertible Preferred Stock.
- December 1997; $53,250,000 Common Stock Offering.
- October 1997; $282,500,000 Common Stock Offering.
- September 1997; $46,345,000 Common Stock Offering.
- July 1997; $158,000,000 Common Stock Offering.
- March 1997; $58,500,000 Common Stock Offering.
- March 1997; $70,875,000 Common Stock Offering.
- January 1997; $375,935,000 Common Stock Offering.
- December 1996; $125,000,000 Debt Offering.
- December 1996; $77,228,250 Common Stock Offering.
- October 1996; $55,846,875 Common Stock Offering.
- August 1996; $57,557,500 Common Stock Offering.
- July 1996; $40,000,000 Private Placement of Preferred Stock.
- June 1996; $200,000,000 Medium Term Note Offering.
- March 1996; $158,076,750 Common Stock Public Offering and Concurrent Private Placements.
- January 1996; $100,000,000 Debt Offering.
- December 1995; $260,000,000 Debt Offering.
- December 1995; $115,000,000 Perpetual Preferred Stock Offering.
- October 1995; $100,000,000 Senior Debt Offering.
- September 1995; $64,750,000 Common Stock Offering.
- May 1995; $173,562,500 Common Stock Public Offering and Concurrent Private Placements.
- February 1995; $39,000,000 Initial Public Offering.
- June 1994; $27,621,000 Initial Public Offering.
- May 1994; $25,000,000 Private Placement of Preferred Stock.
- December 1993; $25,300,000 Initial Public Offering.






