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Banking + Financial Services

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American Conference Institute’s 9th National Forum on Prepaid Card Compliance
1/30/2014
Banking + Financial Services, Financial Institutions + Financial Services
Washington Plaza Hotel
10 Thomas Circle NW
Washington, D.C. 20005
Speaking Engagement
The Clearing House Annual Conference
11/21/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
The Pierre
2 East 61st Street at Fifth Avenue
New York, NY 10065
Speaking Engagement
9th Annual Structured Products Europe 2013
11/12/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
The Tower Guoman Hotel
St Katharine's Way
London, E1W 1LD
United Kingdom
Speaking Engagement
FINRA Actions and the Due Diligence Obligations of Broker-Dealers in Private Placements
10/29/2013
Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Private Placements + PIPEs
Webinar
SEC Proposes Pay Ratio Disclosure Rules
10/23/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance
Webinar
Dodd-Frank Title VII vs. EMIR
10/17/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
Big Data in Payments
10/16/2013
Banking + Financial Services, Financial Institutions + Financial Services
Montelucia Resort & Spa
4949 East Lincoln Drive
Scottsdale, AZ 85253
Speaking Engagement
Private Equity Structuring: The Basics
10/3/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management, Private Equity Funds
New York City Bar
42 West 44th Street
New York, NY 10036
Speaking Engagement
Private Placements: What to Expect
10/2/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Private Placements + PIPEs
Morrison & Foerster
1290 Avenue of the Americas
Floor 39
New York, NY 10104
Seminar
Women, Influence & Power in Law Conference
10/2/2013
Banking + Financial Services, Financial Institutions + Financial Services, Privacy + Data Security
Mariott Wardman Park
2660 Woodley Rd NW
Washington, D.C. 20008
Seminar
Consumer Financial Services Basics 2013
9/30/2013
Banking + Financial Services, Financial Institutions + Financial Services
University of Maryland
Francis King Carey School of Law
500 W Baltimore Street
Baltimore, MD 21201
Speaking Engagement
MBA’s Regulatory Compliance Conference
9/29/2013
Banking + Financial Services, Financial Institutions + Financial Services
Renaissance Washington, D.C. Downtown Hotel
999 Ninth Street NW
Washington, D.C. 20001
Sponsorship
Preparing for and Enduring a FINRA Examination
9/25/2013
Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services
Morrison & Foerster, LLP
1290 Avenue of the Americas
Floor 39
New York, NY 10104
Seminar
The JOBS Act: A Practical Outlook & Overview for Securities Practitioners and In-House Counsel
9/25/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
Palmer House
17 East Monroe Street
Chicago, IL 60603
Speaking Engagement
Title VII: Legal Operational and Extraterritorial Challenges
9/25/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Downtown Conference Center
157 Williams Street
New York, NY 10038
Speaking Engagement
The Consumer Financial Protection Bureau Three Years Later: On Target or Missing the Mark?
9/24/2013
Banking + Financial Services, Financial Institutions + Financial Services
Bipartisan Policy Center
1225 Eye Street NW
Suite 1000
Washington, DC 20005
Speaking Engagement
3rd Annual American Banker Regulatory Symposium
9/23/2013
Banking + Financial Services, Financial Institutions + Financial Services, Privacy + Data Security
Crystal Gateway Marriott
1700 Jefferson Davis Highway
Arlington, VA 22202
Speaking Engagement
Shadow Banking: Out of the Shadows and Into the Light
9/17/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management
Webinar
SEC and CFTC – Living in Peace and Harmony?: The CFTC's Harmonization Rules
9/4/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Investment Management
Webinar
Dodd-Frank, Three Years Later: What’s Happened and What Will Happen
8/20/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
Webinar
Consumer Financial Services Committee Annual Meeting
8/9/2013
Banking + Financial Services, Financial Institutions + Financial Services, Privacy + Data Security
Fairmont Hotel
950 Mason Street
San Francisco, CA 94108

InterContinential Mark Hopkins
Number One Nob Hill
San Francisco, CA 94108
Speaking Engagement
Canadian Issuers Accessing the U.S. Capital Markets
8/8/2013
Banking + Financial Services, Canada, Capital Markets, Debt Offerings + 144A Offerings, Financial Institutions + Financial Services
The Fairmont Royal York
100 Front Street West
Toronto, Ontario
Canada M6J 1E3
Seminar
Basel III: Complying with the New Rules
8/7/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
Webinar
SEC Proposes Amendments to Money Market Fund Requirements
8/5/2013
Banking + Financial Services, Financial Institutions + Financial Services, Investment Management
Webinar
Qualified Mortgage Math: Securing Your Safe Harbor
8/1/2013
Banking + Financial Services, Financial Institutions + Financial Services
Webinar
Online Lenders Alliance Compliance University 2013
7/30/2013
Banking + Financial Services, Financial Institutions + Financial Services
Venable LLP Conference Center
575 7th Street NW
Washington, D.C. 20004
Speaking Engagement
Cross-Border Security-Based and Other Swaps: SEC and CFTC Developments
7/22/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
Recent Developments in U.S. Law 2013
7/16/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Financial Services, Global Offerings
Morrison & Foerster, LLP
1290 Avenue of the Americas
Floor 39
New York, NY 10104
Seminar
US Taxation of Financial Products: A Mid-Year Update
7/16/2013
Banking + Financial Services, Capital Markets, Federal Tax, Financial Institutions + Financial Services
Webinar
California Bankers Association Housing Finance Committee
7/10/2013
Banking + Financial Services, Financial Institutions + Financial Services
Speaking Engagement
Contingent Capital and New Bank Rules: Are CoCos the Answer?
6/28/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, New Products
Webinar
IAOP Chapter Meeting
6/25/2013
Banking + Financial Services, Financial Institutions + Financial Services, Information Technology, Outsourcing, Technology Transactions
Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104
Seminar
The Federal Reserve's Proposed Enhanced Prudential Standards for Foreign Banks
6/20/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Global Offerings
Webinar
EMIR Implementation: Theoretical and Practical Guidance
6/13/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
The Kingsley Hotel
Bloomsbury Way
London
WC1A 2SD
United Kingdom
Speaking Engagement
2013 CACTTC Annual Conference
6/12/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions + Financial Services, Structured Finance + Securitization
Hyatt Regency Monterey Hotel and Spa
1 Old Golf Course Road
Monterey, CA 93940
Speaking Engagement
AFSA Conference on Federal and State Legislative Issues
6/12/2013
Banking + Financial Services, Financial Institutions + Financial Services
Bellagio
3600 Las Vegas Blvd. South
Las Vegas, NV 89109
Speaking Engagement
American Bankers Association Compliance Conference
6/12/2013
Banking + Financial Services, Financial Institutions + Financial Services
Hyatt Regency Chicago
151 East Wacker Drive
Chicago, IL 60601
Speaking Engagement
The 2nd Annual North American Structured Products Conference
6/12/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
Westin Copley Place
10 Huntington Avenue
Boston, MA 02116
Speaking Engagement
PLI’s Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment
6/5/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
PLI New York Center
810 Seventh Avenue at 53rd Street
21st Floor
New York, NY 10019
Speaking Engagement
Are You a Commodity Pool Operator? And, is it Curable?
6/4/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Investment Management
Webinar
2nd Annual West Coast Cyber Security Summit
5/30/2013
Banking + Financial Services, Financial Institutions + Financial Services
The California Club
538 South Flower Street
Los Angeles, CA 90071
Speaking Engagement
Basel III and Derivatives Exposures: Understanding the Regulatory Capital Effects
5/30/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
mtn-i 2013 Americas Structured Note Showcase & Awards
5/23/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
Four Seasons Miami
1435 Brickell Avenue
Miami, FL 33131
Speaking Engagement
ICMA's Annual General Meeting and Conference 2013
5/22/2013
Banking + Financial Services, Capital Markets, Financial Institutions | Europe, Financial Institutions + Financial Services, Global Offerings, Securities Offerings | Europe
Tivoli Hotel & Congress Center
Arni Magnussons Gade 2 - 4
1577 Copenhagen V
Denmark
Sponsorship
IFLR Webcast: Dodd-Frank Act Title VII Update
5/21/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
Structured Thoughts Master Class: ETNs
5/21/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
Morrison & Foerster LLP
1290 Avenue of the Americas
New York, NY 10104
Seminar
ICMA Covered Bond Investor Conference
5/16/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions | Europe, Financial Institutions + Financial Services
Steigenberger Frankfurter Hof
Am Kaiserplatz
60311 Frankfurt am Main
Germany
Sponsorship
Exchange-Traded Funds: Issues for 2013
5/14/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management
Morrison & Foerster LLP
39th Floor
1290 Avenue of the Americas
New York, NY 10104
Seminar
Structured Thoughts Master Class: Taxation
5/7/2013
Banking + Financial Services, Capital Markets, Federal Tax, Financial Institutions + Financial Services, Structured Products
Morrison & Foerster LLP
1290 Avenue of the Americas
New York, NY 10104
Seminar
Structured Products Americas Conference
5/2/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
The Biltmore Hotel
1200 Anastasia Avenue
Coral Gables, FL 33134
Speaking Engagement
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