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Derivatives, Structured Notes and Other Alternatives to Traditional Securities Offerings
7/25/2013
Capital Markets
PLI New York Center
810 Seventh Avenue at 53rd Street
21st Floor
New York, NY 10019
Speaking Engagement
Considerations for End-Users of Derivatives
6/20/2013
Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
The Federal Reserve's Proposed Enhanced Prudential Standards for Foreign Banks
6/20/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Global Offerings
Webinar
EMIR Implementation: Theoretical and Practical Guidance
6/13/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
The Kingsley Hotel
Bloomsbury Way
London
WC1A 2SD
United Kingdom
Speaking Engagement
2013 CACTTC Annual Conference
6/12/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions + Financial Services, Structured Finance + Securitization
Hyatt Regency Monterey Hotel and Spa
1 Old Golf Course Road
Monterey, CA 93940
Speaking Engagement
The 2nd Annual North American Structured Products Conference
6/12/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
Westin Copley Place
10 Huntington Avenue
Boston, MA 02116
Speaking Engagement
PLI’s Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment
6/5/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
PLI New York Center
810 Seventh Avenue at 53rd Street
21st Floor
New York, NY 10019
Speaking Engagement
Are You a Commodity Pool Operator? And, is it Curable?
6/4/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Investment Management
Webinar
Basel III and Derivatives Exposures: Understanding the Regulatory Capital Effects
5/30/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
Use of Social Media for Issuers, Broker-Dealers and Advisers, and Investment Companies
5/28/2013
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance
Morrison & Foerster LLP
1290 Avenue of the Americas
New York, NY 10104
Seminar
mtn-i 2013 Americas Structured Note Showcase & Awards
5/23/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
Four Seasons Miami
1435 Brickell Avenue
Miami, FL 33131
Speaking Engagement
ICMA's Annual General Meeting and Conference 2013
5/22/2013
Banking + Financial Services, Capital Markets, Financial Institutions | Europe, Financial Institutions + Financial Services, Global Offerings, Securities Offerings | Europe
Tivoli Hotel & Congress Center
Arni Magnussons Gade 2 - 4
1577 Copenhagen V
Denmark
Sponsorship
IFLR Webcast: Dodd-Frank Act Title VII Update
5/21/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
Structured Thoughts Master Class: ETNs
5/21/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
Morrison & Foerster LLP
1290 Avenue of the Americas
New York, NY 10104
Seminar
ICMA Covered Bond Investor Conference
5/16/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions | Europe, Financial Institutions + Financial Services
Steigenberger Frankfurter Hof
Am Kaiserplatz
60311 Frankfurt am Main
Germany
Sponsorship
Asialaw Asia Pacific In-House Counsel Summit 2013
5/15/2013
Capital Markets, Capital Markets | China, China, Corporate Governance + Internal Investigations | China
Kowloon Shangri-la Hotel
64 Mody Road
Tsim Sha Tsui East
Kowloon, Hong Kong
Speaking Engagement
Exchange-Traded Funds: Issues for 2013
5/14/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management
Morrison & Foerster LLP
39th Floor
1290 Avenue of the Americas
New York, NY 10104
Seminar
Structured Thoughts Master Class: Taxation
5/7/2013
Banking + Financial Services, Capital Markets, Federal Tax, Financial Institutions + Financial Services, Structured Products
Morrison & Foerster LLP
1290 Avenue of the Americas
New York, NY 10104
Seminar
The SEC's Extension of Exemptions for Security-Based Swaps
5/1/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
U.S. Issuances of Asset Backed Securities by Non-U.S. Issuers
4/24/2013
Capital Markets, Derivatives + Commodities, Financial Institutions | Europe, Financial Institutions + Financial Services, Global Offerings, Structured Finance + Securitization
Webinar
SEC Registration for Foreign Banks
4/18/2013
Banking + Financial Services, Capital Markets, Financial Institutions | Europe, Financial Institutions + Financial Services
Webinar
New Bank Capital Rules: Are CoCos the Answer?
4/17/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, New Products
Webinar
FATCA for Small Banks – Breakfast Briefing
4/15/2013
Banking + Financial Services, Capital Markets, Federal Tax, Financial Institutions | Europe, Financial Institutions + Financial Services, Taxation | Europe
British Bankers Association
Pinners Hall
105-108 Old Broad Street
London, EC2N 1EX
United Kingdom
Speaking Engagement
PLI’s Private Placements and Other Financing Alternatives
4/15/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Private Placements + PIPEs
PLI New York Center
810 Seventh Avenue (at 53rd St.)
21st Floor
New York, NY 10019
Speaking Engagement
Financial Services: A glimpse into the future
4/11/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Federal Tax, Financial Institutions + Financial Services
Charlotte Marriott City Center
100 West Trade Street
Charlotte, NC 28202
Seminar
Foreign Banks Issuing Covered Bonds into the U.S.
4/10/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions | Europe, Financial Institutions + Financial Services
Webinar
IFLR European Capital Markets Forum 2013
4/9/2013
Banking + Financial Services, Capital Markets, Financial Institutions | Europe, Financial Institutions + Financial Services, Securities Offerings | Europe
The Waldorf Hotel
Aldwich
London WC2B 4DD
United Kingdom
Speaking Engagement
Structured Thoughts Master Class: MSDAs
4/9/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Structured Products
Morrison & Foerster LLP
1290 Avenue of the Americas
New York, NY 10104
Seminar
Foreign Banks Accessing the U.S. Markets
4/3/2013
Banking + Financial Services, Capital Markets, Debt Offerings + 144A Offerings, Financial Institutions | Europe, Financial Institutions + Financial Services, Securities Offerings | Europe
Webinar
International Banking, Part IV: Foreign Banks Issuing Covered Bonds into the U.S.
4/2/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions | Europe, Financial Institutions + Financial Services
Webinar
Structured Thoughts Master Class: Proprietary or Research-Based Indices
4/2/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management, Structured Products
Morrison & Foerster LLP
1290 Avenue of the Americas
New York, NY 10104
Seminar
Analyzing Structured Products
3/28/2013
Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Structured Products
Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104
Seminar
International Banking, Part III: SEC Registration for Foreign Banks
3/20/2013
Banking + Financial Services, Capital Markets, Financial Institutions | Europe, Financial Institutions + Financial Services
Webinar
MoFo Classics: FINRA - Offerings and Research
3/19/2013
Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services
Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104
Seminar
Basel III and Derivatives Exposures: Understanding the Regulatory Capital Effects
3/15/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104
Seminar
Accessing the U.S. Market to Raise Capital
3/13/2013
Banking + Financial Services, Capital Markets, Debt Private Placements, Europe, Financial Institutions | Europe, Financial Institutions + Financial Services, Global Offerings, Private Placements + PIPEs
Setterwalls
Arsenalsgatan 6
Stockholm
Seminar
Navigating the Requirements for Derivatives Trading: Title VII of Dodd-Frank
3/12/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Webinar
International Banking, Part II: Foreign Banks Accessing the U.S. Markets
3/8/2013
Banking + Financial Services, Capital Markets, Debt Offerings + 144A Offerings, Financial Institutions | Europe, Financial Institutions + Financial Services, Securities Offerings | Europe
Webinar
The JOBS Act: Rulemaking Status and Assessing its First Year
3/7/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
Webinar
Are you a Commodity Pool Operator? And, is it Curable?
3/6/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Investment Management, REITs
The Michelangelo Hotel
152 W 51st St
New York, NY 10019
Seminar
Considerations for End-Users
3/6/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Morrison & Foerster LLP
555 West Fifth Street
Suite 3500
Los Angeles, CA 90013
Seminar
SPA 2013 Structured Products Distribution Conference
3/6/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management, Structured Products
New York Athletic Club
180 Central Park South
New York, NY 10019
Speaking Engagement
Considerations for End-Users
3/5/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Morrison & Foerster LLP
425 Market Street
San Francisco, CA 94105
Seminar
Considerations for End-Users
3/5/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services
Morrison & Foerster LLP
755 Page Mill Road
Palo Alto, CA 94304
Seminar
IMN’s 6th Annual Global Covered Bonds Conference
2/26/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions | Europe, Financial Institutions + Financial Services
Clifford Chance LLP
10 Upper Bank Street Canary Wharf
London, E14 5JJ England
Speaking Engagement
Offering Covered Bonds in the United States
2/25/2013
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions | Europe, Financial Institutions + Financial Services, Securities Offerings | Europe
Morrison & Foerster (UK) LLP
CityPoint
One Ropemaker Street
London EC2Y 9AW
United Kingdom
Seminar
PLI’s Broker-Dealer and Adviser Regulatory Compliance Forum 2013
2/20/2013
Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services
The New York Hilton & Towers
1335 Avenue of the Americas
New York, NY 10019
Speaking Engagement
How Foreign Banks Can Finance in the United States
2/14/2013
Banking + Financial Services, Capital Markets, Debt Offerings + 144A Offerings, Financial Institutions | Europe, Financial Institutions + Financial Services, Securities Offerings | Europe
Morrison & Foerster (UK) LLP
CityPoint
One Ropemaker Street
London EC2Y 9AW
United Kingdom
Seminar
The Fed, Foreign Banks and Basel III: New Developments in Regulatory Reform
2/14/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, New Products
Webinar
A Briefing on the Liquidity Coverage Ratio and its Effect on Banks and their Customers
2/13/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services
Webinar
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