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Corporate Governance + Internal Investigations

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Wall-crossing in Hong Kong: Risk Management Issues
Stephen Birkett
6/6/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Capital Markets | China, China, Corporate Governance, Corporate Governance + Internal Investigations | China, Global Offerings, IPOs
Client Alert
Statutory Obligation to Disclose Price-Sensitive Information Effective on January 1, 2013
Stephen Birkett
6/4/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Capital Markets | China, China, Corporate Governance, Corporate Governance + Internal Investigations | China, Global Offerings, IPOs
Client Alert
SFC Looks to Enhance the Regulation of Sponsors in Hong Kong
Potential Civil and Criminal Penalties under Consideration
5/10/2012
Capital Markets, Capital Markets | China, China, Corporate Governance, Corporate Governance + Internal Investigations | China, IPOs
Client Alert
China Elects to Regulate the Administration of Commercial Prepaid Cards
Xiaohu Ma and Suga Li
3/9/2012
Capital Markets | China, China, Corporate Governance + Internal Investigations | China, Foreign Direct Investment | China, Mergers + Acquisitions | China, Retail
Client Alert
China's Online Data Privacy Rules Coming into Effect; Other Recent Data Privacy Developments in China
Paul McKenzie and Jingxiao Fang
2/23/2012
China, Corporate Governance + Internal Investigations | China, Privacy + Data Security
Client Alert
China's NDRC Strengthens Regulation of Equity Investment Enterprises
Xiaohu Ma, Jun Deng, and Thomas Chou
12/15/2011
Capital Markets | China, Corporate Governance, Corporate Governance + Internal Investigations | China, FCPA + Anti-Corruption, Private Equity + Venture Capital | China
Client Alert
Hong Kong Stock Exchange Amends the Corporate Governance Code and Listing Rules
Stephen Birkett
11/18/2011
Capital Markets, Capital Markets | China, China, Corporate Governance, Corporate Governance + Internal Investigations | China, Global Offerings
Client Alert
Between a Rock and a Hard Place: Whistleblowing Procedures under Sarbanes-Oxley and European Union Data Protection Laws
Daniel Westman, Miriam Wugmeister, and Karin Retzer
4/5/2006
China, Corporate, Corporate Governance + Internal Investigations | China, Employment + Human Resources | Europe, Employment + Labor, Financial Institutions + Financial Services, Litigation, Litigation | China, Litigation + Dispute Resolution | Europe, Privacy + Data Security, Securities: Regulatory + Enforcement
Client Alert
Achieving an IPO Exit While Taking the Long View
Charles Comey
11/2/2004
China, Corporate, Corporate Governance + Internal Investigations | China, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Securities: Regulatory + Enforcement
Client Alert
Securities Class Action Litigation in the U.S.-- What Asian Issuers Need to Know
Charles Comey and Jack Auspitz
7/22/2004
China, Corporate, Corporate Governance + Internal Investigations | China, Financial Institutions + Financial Services, Internal Investigations, Litigation, Litigation | China, Litigation | Japan, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
SEC Adopts Amendments to Regulation S
Lloyd Harmetz
10/1/1998
China, Corporate, Corporate Governance + Internal Investigations | China, Financial Institutions + Financial Services, Internal Investigations, Litigation, Litigation | China, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
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