Daniel A. Nathan

Partner

Washington D.C., (202) 887-1687

New York, (212) 468-8146

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Education

Massachusetts Institute of Technology (B.Sc., 1979)
;
New York University School of Law (J.D., 1983)

Practices

Securities Litigation, Enforcement + White-Collar Defense

Securities: Regulatory + Enforcement

Broker-Dealer Compliance + Regulation

Bar Admissions

New York
District of Columbia

Our BD/IA Regulator blog provides timely insights and recommendations on compliance, regulatory and enforcement matters.

FINRA Actions and the Due Diligence Obligations of Broker-Dealers in Private Placements

West LegalEdCenter

10/29/2013

Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Private Placements + PIPEs

Webinar

Private Placements: What to Expect

10/2/2013

Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Private Placements + PIPEs

Morrison & Foerster
1290 Avenue of the Americas
Floor 39
New York, NY 10104

Seminar

Preparing for and Enduring a FINRA Examination

9/25/2013

Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services

Morrison & Foerster, LLP
1290 Avenue of the Americas
Floor 39
New York, NY 10104

Seminar

Enforcement: Targets and Tips on Negotiating a Settlement

7/24/2013

Investment Management, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement

Webinar

Analyzing Structured Products

3/28/2013

Banking + Financial Services, Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Structured Products

Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104

Seminar

American Bar Association’s Seventh Annual National Institute on Securities Fraud

11/15/2012

Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement

Westin New Orleans Canal Place
100 Rue Iberville
New Orleans, LA 70130

Speaking Engagement

Securities Enforcement Forum 2012

10/18/2012

Securities Litigation, Enforcement + White-Collar Defense

Mayflower Hotel
1127 Connecticut Avenue NW
Washington, D.C. 20036

Sponsorship

Bloomberg Law 7th Annual Securities Law Seminar

6/13/2012

Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense

Bloomberg LP
731 Lexington Ave at 59th Street
New York, NY 10022

Seminar

PLI Program: JOBS Act 2012

5/30/2012

Capital Markets, Corporate Governance, Emerging Companies + Venture Capital, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense

PLI New York Center
810 Seventh Avenue
21st Floor
New York, NY 10019

Speaking Engagement