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David M. Lynn

David M. Lynn
Partner
Washington D.C., (202) 887-1563
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Education

  • Loyola College In Maryland (B.B.A., 1989)
  • ;
  • Loyola College In Maryland (MSF, 1991)
  • ;
  • University of Maryland School of Law (J.D., 1995)

Practices

Public Companies Counseling + Compliance
Corporate Governance
Corporate

Bar Admissions

  • Maryland
  • District of Columbia
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Private Offerings: Questions that Might Frequently be Asked Sometime Soon (Part II)
10/2/2013
Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
SEC Propose Pay Ratio Disclosure Rules
9/19/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
The Guide to Social Media and the Securities Laws
September 2013
Capital Markets, Financial Institutions + Financial Services, Investment Management, Public Companies Counseling + Compliance, Social Media
Article
Private Offerings: Questions that Might Frequently be Asked Sometime Soon
7/23/2013
Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
JOBS Act Implementation: Rule 506 Rulemaking
Teleconference
7/11/2013
Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Public Companies Counseling + Compliance
Multimedia
Goldilocks, Porridge and General Solicitation
7/10/2013
Banking + Financial Services, Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Investment Management, Public Companies Counseling + Compliance
Client Alert
FINRA Issues Sweep Letter Regarding Use of Social Media
6/19/2013
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Social Media
Client Alert
Dodd-Frank at 3: The Snail and the Tortoise
6/7/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Financial Services, Investment Management, New Products, Public Companies Counseling + Compliance, Structured Finance + Securitization
User Guide
SEC Staff Provides Guidance on Conflict Mineral and Resource Extraction Disclosure Requirements
6/4/2013
Corporate Governance, Public Companies Counseling + Compliance
Client Alert
Use of Social Media for Issuers, Broker-Dealers and Advisers, and Investment Companies
5/28/2013
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, Social Media
Multimedia
Annual Review of Federal Securities Regulation
The Business Lawyer, Vol. 68, No. 3
May 2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Emerging Companies + Venture Capital, Equity Offerings, Financial Institutions + Financial Services, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
Compliance by tweet or post
Financier Worldwide
May 2013
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, Social Media
Article
SEC Offers Guidance on Use of Social Media for Public Disclosure
4/4/2013
Corporate Governance, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Proxy Season Field Guide, Third Edition
RR Donnelly
3/1/2013
Corporate Governance, Public Companies Counseling + Compliance
Book
JOBS Act Quick Start
A brief overview of the JOBS Act
International Financial Law Review
February 2013
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Book
SEC Approves New Compensation Committee and Adviser Independence Listing Standards
1/18/2013
Capital Markets, Corporate Governance, IPOs, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Capital Markets and Securities FAQs
2013
Book
Dodd-Frank Implementation: Navigating the Road Ahead
12/20/2012
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Financial Services, New Products
Newsletter
SEC Registration for Foreign Banks
12/17/2012
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Global Offerings, IPOs
Multimedia
ISS and Glass Lewis Release 2013 Voting Guideline Updates
11/20/2012
Corporate Governance, Public Companies Counseling + Compliance
Client Alert
More SEC Guidance on Title I of the JOBS Act
10/9/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
SEC Registration of Covered Bonds
10/8/2012
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions + Financial Services, Structured Finance + Securitization
Client Alert
Good Walls, Better Compliance: OCIE’s Report
10/1/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Solicitation Emancipation:
Proposed Rules Relating to the Relaxation of the Prohibition on General Solicitation
8/29/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
Dodd-Frank at 2
7/30/2012
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Financial Services, New Products
Newsletter
Living Wills: Public Portions Released
7/5/2012
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Financial Services
Client Alert
SEC Registered Covered Bonds
5/21/2012
Banking + Financial Services, Capital Markets, Covered Bonds, Financial Institutions + Financial Services, Structured Finance + Securitization
Client Alert
Crowdfunding Offerings
5/16/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
Annual Review of Federal Regulation of Securities: Significant 2011 Regulatory Developments
The Business Lawyer, Vol. 67
May 2012
Capital Markets, Corporate
Article
Reprinted with permission.
A Quick Guide To The JOBS Act
Practical Law Company
4/16/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Article
Reprinted with permission. Copyright © 2012 Practical Law Publishing Limited and Practical Law Company, Inc. All Rights Reserved. Use of PLC websites and services is subject to the Terms of Use and Privacy Policy.
Private Offerings after the JOBS Act and Section 3(b) Exempt Offerings
4/13/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Private Placements + PIPEs
Multimedia
Additional JOBS Act Guidance
4/12/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
Registered Offerings after the JOBS Act
4/12/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
SEC Staff Releases Further Guidance on Confidential IPO Submissions of Emerging Growth Companies under the JOBS Act
4/12/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, IPOs, Public Companies Counseling + Compliance
Client Alert
Guidance on General Solicitation and General Advertising in Rule 506 Offerings Following Enactment of the JOBS Act
4/6/2012
Capital Markets, Global Offerings, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
SEC Staff Guidance on Confidential Registration Statement Submissions under the JOBS Act
4/6/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Global Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
Socially Aware:
The Social Media Law Update - Volume 3, Issue 2
4/5/2012
Employment + Labor, Internet, Media + Entertainment, Privacy + Data Security, Securities Litigation, Securities: Regulatory + Enforcement, Social Media, Technology Transactions
Newsletter
Considerations for Foreign Banks Financing in the US
International Financial Law Review
April 2012
Capital Markets, Covered Bonds, Debt Offerings + 144A Offerings, Debt Private Placements, Derivatives + Commodities, Global Offerings, Private Placements + PIPEs, Structured Products
Book
Reprinted with permission.
Exchange Act Registration Thresholds After the JOBS Act
4/1/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Public Companies Counseling + Compliance
Multimedia
Exempt Public Offerings After the JOBS Act -
Crowdfunding
4/1/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Public Companies Counseling + Compliance
Multimedia
Exempt Public Offerings After the JOBS Act -
Section 3(b) Exempt Offerings
4/1/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Public Companies Counseling + Compliance
Multimedia
Private Offerings after the JOBS Act
4/1/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Private Placements + PIPEs, Public Companies Counseling + Compliance
Multimedia
Registered Offerings after the JOBS Act
4/1/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Public Companies Counseling + Compliance
Multimedia
Market Solutions, Vol. 21, No. 1
Financial Markets Association
3/2012
Banking + Financial Services, Capital Markets, Corporate, Financial Institutions + Financial Services, Financial Services, Investment Management
Article
Reprinted with permission.
Dave & Marty on the JOBS Act
3/27/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Public Companies Counseling + Compliance
Multimedia
The JOBS Act
3/26/2012
Capital Markets, Corporate, Debt Offerings + 144A Offerings, Emerging Companies + Venture Capital, Life Sciences, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
SEC Staff Issues Global No-Action Relief From Exchange Act Registration for Restricted Stock Units
2/16/2012
Capital Markets, Equity Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
The 2012 Proxy Season Field Guide
2/2012
Corporate, Corporate Governance, Public Companies Counseling + Compliance
Article
One Down, One to Go: The SEC Completes the First Required Dodd-Frank Act Regulation D Rulemaking
1/18/2012
Capital Markets, Private Equity Funds, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
The SEC Staff Issues New Guidance on European Debt Exposures
1/18/2012
Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance
Client Alert
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