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    JOBS Act Blog

    "recognised for its high-quality work on... equity transactions" (Chambers Global 2010)

    "The 'user-friendly and incredibly responsive' team at Morrison & Foerster LLP has an excellent reputation and track record for handling IPOs and other equity offerings." (Legal 500 US 2012)

Annual Review of Federal Securities Regulation
The Business Lawyer, Vol. 68, No. 3
Anna Pinedo, Chrys Carey, Ze'-ev Eiger, Neeraj Kumar, David Lynn, Michael Rosenberg, and Helen Yu
May 2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Emerging Companies + Venture Capital, Equity Offerings, Financial Institutions + Financial Services, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
JOBS Act Quick Start
A brief overview of the JOBS Act
International Financial Law Review
Nilene Evans, David Lynn, and Anna Pinedo
February 2013
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Book
FINRA Releases FAQs on its Public Offering Review Process
Nilene Evans and Justin Kamen
2/12/2013
Capital Markets, Debt Offerings + 144A Offerings, Equity Offerings, IPOs, REITs
Client Alert
Equity capital markets in the United States: regulatory overview
Capital Markets Multi-Jurisdictional Guide 2013
Practical Law Company
Anna Pinedo and Nilene Evans
2013
Capital Markets, Equity Offerings, Global Offerings, IPOs
Article
© This article was first published in the Capital Markets multi-jurisdictional guide 2013 and is reproduced with the permission of the publisher, Practical Law Company.
More SEC Guidance on Title I of the JOBS Act
David Lynn
10/9/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
Solicitation Emancipation:
Proposed Rules Relating to the Relaxation of the Prohibition on General Solicitation
Jay Baris, Kelley Howes, David Lynn, Anna Pinedo, Robert Putney, Isabelle Sajous, and James Tanenbaum
8/29/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
SEC Adopts New FINRA Rule Governing Communications with the Public
Edward Welch
6/27/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Debt Offerings + 144A Offerings, Equity Offerings, Investment Management
Client Alert
FINRA Proposes Amendments to Corporate Financing Rule
Nilene Evans
6/12/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Debt Offerings + 144A Offerings, Equity Offerings
Client Alert
Crowdfunding Offerings
David Lynn and Anna Pinedo
5/16/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
FINRA to Introduce New Electronic Filing System for Public Offerings
Lloyd Harmetz
5/3/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Equity Offerings, IPOs
Client Alert
Bank Shot:
JOBS Act Facilitates Capital Raising by Banks
Neeraj Kumar
4/20/2012
Capital Markets, Emerging Companies + Venture Capital, Equity Offerings, Financial Institutions + Financial Services, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
How will the JOBS Act affect non-U.S. issuers?
4/17/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
Private Offerings after the JOBS Act and Section 3(b) Exempt Offerings
David Lynn and Anna Pinedo
4/13/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Private Placements + PIPEs
Multimedia
Registered Offerings after the JOBS Act
David Lynn, Anna Pinedo, and James Tanenbaum
4/12/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
FINRA and Offerings
3/1/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Equity Offerings
Multimedia
SEC Staff Issues Global No-Action Relief From Exchange Act Registration for Restricted Stock Units
Michael Frank and David Lynn
2/16/2012
Capital Markets, Equity Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
All Good Things Must Come to an End: The SEC Limits Confidential Submissions by Foreign Private Issuers
Lloyd Harmetz, David Lynn, and Anna Pinedo
12/9/2011
Capital Markets, Equity Offerings, Financial Institutions + Financial Services, Global Offerings
Client Alert
Annual Review of Federal Securities Regulation: Significant 2010 Regulatory Developments
The Business Lawyer, Vol. 66
Anna Pinedo, Melissa Beck, Hillel Cohn, Nilene Evans, Paul Friedman, Justin Hoogs, David Lynn, Gerd Thomsen, and Edward Welch
5/2011
Capital Markets, Corporate, Equity Offerings, Financial Services
Article
Reprinted with permission.
International Briefings: Neither A Borrower Nor A Lender Be
International Financial Law Review
Anna Pinedo and James Tanenbaum
5/2011
Capital Markets, Debt Offerings + 144A Offerings, Equity Offerings, Financial Institutions + Financial Services
Article
Reprinted with permission.
Hybrid Financing: Certain Ideas for Uncertain Times
James Tanenbaum
1/3/2011
Capital Markets, Equity Offerings, New Products, Private Placements + PIPEs
Multimedia
LegalMinds.tv Reprinted with permission.
Using Rule 144A Equity Offerings to Supplement or Replace IPOs During Volatile Markets
Bloomberg Securities Law Report, Vol. 4, No. 51
12/20/2010
Capital Markets, Equity Offerings, IPOs
Article
Reprinted with permission.
Preparing to Raise Capital in Volatile Markets Using a Shelf Registration
Anna Pinedo
12/17/2010
Capital Markets, Equity Offerings, Public Companies Counseling + Compliance
Multimedia
LegalMinds.tv Reprinted with permission.
Jumping Through the Market Window:
The Value of a Shelf Registration Statement
Business Law Today
David Lynn, Lawrence Bard, and K. Alyse Latour
8/2/2010
Capital Markets, Equity Offerings, Public Companies Counseling + Compliance
Article
Posted with permission of American Bar Association
FINRA Issues FAQs on Same Day Clearance for Offerings
Nilene Evans
5/3/2010
Broker-Dealer Compliance + Regulation, Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Client Alert
WHOOSH! FINRA Inaugurates Same Day Clearance for Offerings
Nilene Evans
2/24/2010
Broker-Dealer Compliance + Regulation, Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Client Alert
A Boost Over the Wall
Corporate Financing Week
Anna Pinedo and David Lynn
1/25/2010
Capital Markets, Equity Offerings
Article
Reprinted with permission
SEC Proposes to Relax Restrictions on “Wall-Crossed” WKSI Offerings
Nilene Evans, David Lynn, Lloyd Harmetz, and Anna Pinedo
1/4/2010
Capital Markets, Corporate, Equity Offerings
Client Alert
NASDAQ Requires Ten Minutes Notice of Release of Material Information; Makes its Rule on Website Disclosure Consistent with SEC Rules
Nilene Evans
12/7/2009
Capital Markets, Corporate, Equity Offerings
Client Alert
International Briefings: The Mortgage REIT Reprise
International Financial Law Review
Anna Pinedo and James Tanenbaum
10/2009
Capital Markets, Equity Offerings, Federal Tax, Financial Institutions + Financial Services, REITs
Article
Reprinted with permission
Rights Offerings: Right for Right Now
Financial Executives International
Anna Pinedo and James Tanenbaum
8/1/2009
Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Article
Reprinted with permission
A Guide to FINRA's New Conflict of Interest Rule for Public Offerings
Nilene Evans
7/13/2009
Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Client Alert
International Briefings: ATMs: The Other Cash Machine
International Financial Law Review
Anna Pinedo and James Tanenbaum
July/August 2009
Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Article
Reprinted with permission
Over the Wall and Through the Woods: A Look at Wall-crossed Deals
GT News
Anna Pinedo and James Tanenbaum
6/30/2009
Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Article
Reprinted with permission
Annual Review of Federal Securities Regulation: Significant 2008 Regulatory Developments
The Business Lawyer
Lloyd Harmetz and Anna Pinedo
5/2009
Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Article
Reprinted with permission
Upcoming Expiration of Shelf Registration Statements: Avoiding a Blackout Period
Anna Pinedo, Lloyd Harmetz, David Kaufman, and Lloyd Harmetz
8/25/2008
Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Client Alert
The Art of Dribbling
First published in International Financial Law Review June 2007. Used by permission.
Anna Pinedo and James Tanenbaum
June 2007
Capital Markets, Corporate, Equity Offerings, Financial Institutions + Financial Services
Article
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