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Related Practices:
Complimentary Breakfast Seminar: "Reg. FD: Recent Cases and How to Avoid an SEC Investigation"

Date:  06/23/2005
Time:   8:00 a.m. - 10:00 a.m.
Location:   The Pacific Club
4110 MacArthur Blvd.
Newport Beach, CA 92660
Speaker:   Sean T. Prosser
Contact:   Wende Arrollado
Contact Phone:  949.251.7500
Description:  

The Orange County Chapter of The National Investor Relations Institute and Morrison & Foerster LLP Invite You to Attend a Complimentary Breakfast Seminar: “Reg. FD:  Recent Cases and How to Avoid an SEC Investigation”

Can a company confirm earnings guidance privately without it becoming a material event?

  • What is the role of the Investor Relations Officer as a Compliance Officer? 
  • What are his or her duties/responsibilities during interactions with the investment community?
  • What should companies and IROs be doing to ensure compliance with Reg. FD, e.g., a written disclosure policy, management training, etc?  

Morrison & Foerster Speakers:
Sean T. Prosser, Partner, Securities Litigation and White Collar Defense Practice Group
Tamara Tate, Partner, Corporate Practice Group

Moderator:
Dan Yarbrough, Director of IR, PacifiCare

Morrison & Foerster LLP (provider # 2183) certifies that this activity has been approved for MCLE credit by the State Bar of California in the amount of 1.5 hours.

For more information, please contact:
Dan Yarbrough (NIRI) at 714/226-3540or E-mail: Dan.Yarbrough@phs.com
Wende Arrollado (MoFo) at 949/251-7500 or E-mail: ocmarketing@mofo.com