Complimentary Breakfast Seminar: "Reg. FD: Recent Cases and How to Avoid an SEC Investigation"
| Date: 06/23/2005
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| Time:
8:00 a.m. - 10:00 a.m.
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Location:
The Pacific Club 4110 MacArthur Blvd. Newport Beach, CA 92660
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| Speaker:
Sean T. Prosser |
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| Contact: Wende Arrollado |
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| Contact Phone: 949.251.7500
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Description:
The Orange County Chapter of The National Investor Relations Institute and Morrison & Foerster LLP Invite You to Attend a
Complimentary Breakfast Seminar: “Reg. FD: Recent Cases and How to Avoid an SEC Investigation”
Can a company confirm earnings guidance privately without it becoming a material event?
- What is the role of the Investor Relations Officer as a Compliance Officer?
- What are his or her duties/responsibilities during interactions with the investment community?
- What should companies and IROs be doing to ensure compliance with Reg. FD, e.g., a written disclosure policy, management training,
etc?
Morrison & Foerster Speakers:
Sean T. Prosser, Partner, Securities Litigation and White Collar Defense Practice Group
Tamara Tate, Partner, Corporate Practice Group
Moderator:
Dan Yarbrough, Director of IR, PacifiCare
Morrison & Foerster LLP (provider # 2183) certifies that this activity has been approved for MCLE credit by the State Bar
of California in the amount of 1.5 hours.
For more information, please contact:
Dan Yarbrough (NIRI) at 714/226-3540or E-mail: Dan.Yarbrough@phs.com
Wende Arrollado (MoFo) at 949/251-7500 or E-mail: ocmarketing@mofo.com