Site Search
Lawyer Search
About
People
Practices
Resources
Community
Offices
Careers
Foundation
Overview
Matters
Practices
Rankings
Publications
Speaking Engagements
Hillel T. Cohn
Partner
Los Angeles
, (213) 892-5251
Download vCard
Education
Tufts University (B.A., 1971)
;
Harvard Law School (J.D., 1974)
Practices
Corporate
Public Companies Counseling + Compliance
Mergers + Acquisitions
Bar Admissions
California
Print PDF
Subscribe to RSS
MoFolder
Renewed Focus on an Old Rule: SEC Steps Up Rule 105 Enforcement Efforts
9/18/2013
Investment Management
,
Public Companies Counseling + Compliance
,
Securities Litigation, Enforcement + White-Collar Defense
,
Securities: Regulatory + Enforcement
Client Alert
SEC Delays Effectiveness of Large Trader Reporting for Some Broker-Dealers
8/15/2013
Client Alert
FINRA Issues Sweep Letter Regarding Use of Social Media
6/19/2013
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Financial Institutions + Financial Services
,
Social Media
Client Alert
Chipping Away at Barriers to Global Financial Services: SEC Staff Addresses Issues for Foreign Broker-Dealers under Rule 15a-6
3/28/2013
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Financial Institutions + Financial Services
Client Alert
One Step Closer to a Fiduciary Duty for Broker-Dealers?
3/5/2013
Broker-Dealer Compliance + Regulation
,
Investment Management
Client Alert
FINRA Provides Early Guidance About Its Exam Priorities; Firms Should Take Notice
1/15/2013
Broker-Dealer Compliance + Regulation
,
Financial Institutions + Financial Services
,
Financial Services
,
Investment Management
,
Securities: Regulatory + Enforcement
Client Alert
FINRA Issues Guidance for Private Placement Filings
12/10/2012
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Private Equity Funds
,
Private Placements + PIPEs
Client Alert
Good Walls, Better Compliance: OCIE’s Report
10/1/2012
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Fairness rules
Are uniform regulatory standards for investment advisers
International Financial Law Review
June 2012
Banking + Financial Services
,
Broker-Dealer Compliance + Regulation
,
Financial Institutions + Financial Services
,
Investment Management
Article
Reprinted with permission.
The JOBS Act:
Opportunities and Risks for Broker-Dealers
5/14/2012
Banking + Financial Services
,
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Corporate
,
Emerging Companies + Venture Capital
,
Financial Institutions + Financial Services
,
Financial Services
,
Investment Management
,
Private Placements + PIPEs
,
Public Companies Counseling + Compliance
Client Alert
Annual Review of Federal Securities Regulation: Significant 2010 Regulatory Developments
The Business Lawyer
, Vol. 66
5/2011
Capital Markets
,
Corporate
,
Equity Offerings
,
Financial Services
Article
Reprinted with permission.
SEC Issues Proposed Rules on Incentive-Based Compensation Practices for Larger Broker-Dealers and Investment Advisers
3/15/2011
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Corporate
,
Financial Institutions + Financial Services
,
Private Equity Funds
Client Alert
Market Solutions, Vol. 20, No. 1
Financial Markets Association
3/2011
Banking + Financial Services
,
Capital Markets
,
Corporate
,
Financial Institutions + Financial Services
,
Private Equity Funds
Article
Reprinted with permission.
SEC Releases Study on Fiduciary Standard for Broker-Dealers
1/28/2011
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Corporate
,
Financial Institutions + Financial Services
Client Alert
A Fiduciary Duty for Broker-Dealers? How Dodd-Frank May Change the Way Broker-Dealers Conduct Business
7/19/2010
Broker-Dealer Compliance + Regulation
,
Capital Markets
,
Corporate
,
Financial Institutions + Financial Services
Client Alert
Delaware Court Decisions Denying Indemnification Rights Underscore Need for Carefully Drawn Indemnification Provisions
1/15/2009
Corporate
,
Financial Institutions + Financial Services
,
Internal Investigations
,
Securities Litigation
,
Securities Litigation, Enforcement + White-Collar Defense
,
Securities: Regulatory + Enforcement
,
White-Collar Defense
Client Alert
SEC Proposes Broader Access by Foreign Broker-Dealers to U.S. Investors
7/8/2008
Capital Markets
,
Corporate
,
Derivatives + Commodities
,
Financial Institutions + Financial Services
,
Global Offerings
,
Structured Products
Client Alert
Loading...
Loading...