• Site Search
  • Lawyer Search

Internal Investigations

  • Print PDF
  • Subscribe to RSS
  • MoFolder
Recent FCPA Enforcement Actions Show Increased Scrutiny on Financial Services Sector
Ruti Smithline and Jarod Taylor
6/20/2013
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
DOJ Turns FCPA Spotlight on Financial Services Sector as Enforcement Efforts in Latin America Continue
Adam Hoffinger, Robert Salerno, and Demme Doufekias
5/15/2013
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
The SEC Speaks: Reflections and Enforcement Initiatives in 2013
Randall Fons, Brian Hoffman, and Tiffany Rowe
3/5/2013
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
California Lawyer 2013 Roundtable Series: Securities
California Lawyer
Jordan Eth and Craig Martin
March 2013
Internal Investigations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
China’s Renewed Focus on Anti-Corruption Efforts Highlighted by a New Interpretation on Criminal Offense of Paying Bribes
Sherry Yin, Daniel Levison, Timothy Blakely, and Calvin Jin
2/27/2013
FCPA + Anti-Corruption, Internal Investigations, Securities Litigation, Enforcement + White-Collar Defense | China
Client Alert
New FCPA Decision: How Long is the FCPA’s Reach?
Paul Friedman, Ruti Smithline, and Adam Hunt
2/14/2013
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
2012 Insider Trading Annual Review
Carl Loewenson, Ruti Smithline, Kiersten Fletcher, Brian Hoffman, Justin Hoogs, and Kayvan Sadeghi
1/17/2013
Corporate, Corporate Governance, Internal Investigations, Litigation, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Anti-Corruption and Privacy Laws – Collision Course?
Suhna Pierce, Marian Waldmann Agarwal, and Ruti Smithline
12/3/2012
FCPA + Anti-Corruption, Internal Investigations, Privacy + Data Security, Securities Litigation, Enforcement + White-Collar Defense, White-Collar Defense
Client Alert
FCPA Regulators Speak on Newly Released FCPA Guidance and Reiterate Unwavering Commitment to FCPA Enforcement
Stacey Sprenkel
11/20/2012
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
DOJ and SEC Issue Long Anticipated FCPA Guidance
Paul Friedman, D. Anthony Rodriguez, and Ruti Smithline
11/15/2012
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Shoot First and Ask Questions Later: Financial Regulators’ Use of Their Emergency Enforcement Powers
Financial Fraud Law Report, Vol. 4, No 10
Daniel Nathan
November/December 2012
Broker-Dealer Compliance + Regulation, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
Liability Under the Travel Act For Commercial Bribery
Westlaw Journal
Corporate Officers & Directors Liability, Volume 28, Issue 8
D. Anthony Rodriguez and Michael Kniffen
10/8/2012
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Article
Reprinted with permission from Westlaw Journal.
Corporate Crime, Fraud and Investigations
Practical Law Multi-Jurisdictional Guide 2012/13 
Country Q&A: Japan
Practical Law Company
Daniel Levison and Yukihiro Terazawa
August 2012
FCPA + Anti-Corruption, Internal Investigations, Japan, Securities Litigation, Enforcement + White-Collar Defense
Article
Delaware Supreme Court Weighs In On Methodology for Attorneys' Fees Award in Shareholder Derivative Litigation
Philip Besirof
8/29/2012
Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
SEC Whistleblower Office "Open for Business and Ready to Pay"
Randall Fons and Gabrielle Holburt
8/22/2012
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
China-based Company's Victory in Securities Fraud Case Reversed on Appeal
Timothy Blakely and Ruti Smithline
8/7/2012
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Cooperating and Showing Hardship Yields “Discounted” $2 Million Penalty for FCPA Violations
D. Anthony Rodriguez and Nicholas Roethlisberger
7/20/2012
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
FCPA Derivative Suit Dismissed:
Complaint Devoid of Specific Allegations Falls Woefully Short
Anna White, Timothy Blakely, and Ruti Smithline
7/10/2012
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Court Finds No Duty to Publicly Disclose Wells Notices
Randall Fons and Nicole Serfoss
6/26/2012
Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Pitfalls for Broker-Dealers: Selling Novel and Complex Products
Securities Litigation, ABA, Vol. 22 No. 3
Daniel Nathan
Spring 2012
Broker-Dealer Compliance + Regulation, Internal Investigations, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Article
Reprinted with permission. ABA Section of Litigation -Securities Litigation Committee.
Marubeni - Extending FCPA's Jurisdictional Reach
Law360
Daniel Levison and Jarod Taylor
2/17/2012
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Article
All Content © 2003-2012, Portfolio Media, Inc. Permission to use this article has been granted by the publisher.
The Expansive Reach of the FCPA Extends to Japan Again:
A Second Japanese Company Resolves FCPA Charges Related to a Nigerian Bribery Scandal
Daniel Levison and Jarod Taylor
2/2/2012
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Japan, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
2011's Big FCPA Finish: Aon And Magyar Telekom
Law360
D. Anthony Rodriguez
1/31/2012
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Article
2011 Ends With Over $100 Million in Penalties and Disgorgements for FCPA Violations at Insurance Company and Telecom Company
D. Anthony Rodriguez
1/5/2012
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Is "Conscious Avoidance" Sufficient to Establish Knowledge under the FCPA?
Paul Friedman and Ruti Smithline
1/4/2012
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Regulators Listen to Senate Critics: Eight Ex-Siemens Execs Charged for FCPA Violations
Paul Friedman and Ruti Smithline
12/15/2011
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
False Affidavits and Lies Doom First-Ever FCPA Trial Conviction of Corporation
Paul Friedman
12/2/2011
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Telecom Exec Sentenced to Record Breaking FCPA Prison Term: 15 Years
Paul Friedman and Ruti Smithline
10/28/2011
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
FCPA + Anti-Corruption Developments: End of Summer Round-Up
Paul Friedman, Stacey Sprenkel, and Rick Liu
October 3, 2011
China, Commercial Litigation, FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, White-Collar Defense
Client Alert
Telecom Executive Sentenced to 4 Years in Prison for Violations of the Foreign Corrupt Practices Act
Three Other Former Executives of now-Defunct Company to be Sentenced by End of the Year
D. Anthony Rodriguez
9/13/2011
Commercial Litigation, FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Another Successful FCPA Prosecution Against Individuals—More Terra Telecom Execs Appear Headed for Prison for Haiti Bribes
Paul Friedman and Ruti Smithline
8/9/2011
Commercial Litigation, FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Point-Counterpoint: Dodd-Frank Whistleblower Rules
Securities Law360
Jordan Eth Jordan Thomas
8/9/2011
Capital Markets, Employment + Labor, FCPA + Anti-Corruption, Internal Investigations, Investment Management, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Article
China Outlaws Bribery Overseas
Sherry Yin, Paul McKenzie, and Daniel Levison
8/8/2011
China, Commercial Litigation, FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Diageo’s Settlement with the SEC:
A Stocked Bar of FCPA Trends and Pitfalls
Randall Fons and Ruti Smithline
8/5/2011
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Deferred Prosecution Agreements Truly a “Game Changer” at the SEC for FCPA Violations?
Paul Friedman
6/28/2011
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
FCPA Update: Another Challenge to DOJ’s Expansive “Foreign Official” Definition Fails, But Clarifies DOJ’s Burden
Paul Friedman, Ruti Smithline, and Jarod Taylor
6/2/2011
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
A Divided SEC Issues Final Dodd-Frank Whistleblower Program Rules
Jordan Eth, Randall Fons, and Justin Hoogs
5/25/2011
Capital Markets, Employment + Labor, FCPA + Anti-Corruption, Internal Investigations, Investment Management, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
FCPA: Regulators' Expansive "Foreign Official" Definition Under Attack
Paul Friedman and Ruti Smithline
5/20/2011
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
FCPA Backgrounder:
What You Need to Know About the Foreign Corrupt Practices Act (“FCPA”)
Randall Fons, Paul Friedman, Carl Loewenson, Robert Salerno, Daniel Levison, Sherry Yin, and Kevin Roberts
9/20/2010
China, Corporate, FCPA + Anti-Corruption, Internal Investigations, Israel, Japan, Liability Management, Litigation, Mergers + Acquisitions, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
The Enforcement Emphasis on Both Sides of The Pond
Strategic RISK
Randall Fons, Brian Hoffman, and Kevin Roberts
Randall J. Fons
Brian Neil Hoffman
Kevin Roberts
November 2009
Internal Investigations, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Article
The Government Revamps Its Weapon Against False Claims: The New Amendments to the False Claims Act
Ryan Hassanein
5/24/2009
Government Contracts, Internal Investigations, Life Sciences, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Broadcom Ruling Highlights Potential Pitfalls in Internal Investigations
4/9/2009
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Enforcement To Be Top Priority at Schapiro's SEC
Randall Fons
2/9/2009
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Delaware Court Decisions Denying Indemnification Rights Underscore Need for Carefully Drawn Indemnification Provisions
Hillel Cohn
1/15/2009
Corporate, Financial Institutions + Financial Services, Internal Investigations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Second Circuit Issues Ruling on Foreign Issuer Securities Case
Jack Auspitz, Joel Haims, and Jonathan Rothberg
10/27/2008
Appellate + Supreme Court, China, Internal Investigations, Litigation, Litigation | China, Litigation | Japan, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Cigarette Cartel, Pharma Pricing- Recent UK Antitrust Rulings
Kevin Roberts
7/18/2008
Antitrust Law, Antitrust Law | Cartels, Competition Law | Europe, Internal Investigations, Life Sciences, Litigation, Litigation + Dispute Resolution | Europe, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
I Heard It Through the Grapevine
Brian Hoffman and Randall Fons
7/18/2008
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Securities Litigation, Enforcement, and White-Collar Criminal Defense Newsletter, Summer 2008
Robert Salerno, Brian Hoffman, and Mia Mazza
7/11/2008
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
European Commission Adopts Cartel Settlement Procedure
Rony Gerrits
7/2/2008
Antitrust Law, Antitrust Law | Cartels, Antitrust Law | Litigation, Competition Law | Europe, Internal Investigations, Litigation, Litigation + Dispute Resolution | Europe, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
SEC and FINRA Examination Priorities in 2008
Brian Hoffman and Randall Fons
4/23/2008
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
View All
This is MoFo.
Share
© 1996-2013 Morrison & Foerster LLP. All rights reserved.
[ A- | A+ ]
Loading...
Loading...