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JOBS Act first anniversary
Financier Worldwide
Anna Pinedo and James Tanenbaum
June 2013
Capital Markets, Financial Institutions + Financial Services, IPOs
Article
Annual Review of Federal Securities Regulation
The Business Lawyer, Vol. 68, No. 3
Anna Pinedo, Chrys Carey, Ze'-ev Eiger, Neeraj Kumar, David Lynn, Michael Rosenberg, and Helen Yu
May 2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Emerging Companies + Venture Capital, Equity Offerings, Financial Institutions + Financial Services, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Venantius Tan, and Gregory Wang
Spring 2013
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
JOBS Act Quick Start
A brief overview of the JOBS Act
International Financial Law Review
Nilene Evans, David Lynn, and Anna Pinedo
February 2013
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Book
FINRA Releases FAQs on its Public Offering Review Process
Nilene Evans and Justin Kamen
2/12/2013
Capital Markets, Debt Offerings + 144A Offerings, Equity Offerings, IPOs, REITs
Client Alert
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Venantius Tan, and Gregory Wang
Winter 2013
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
SEC Approves New Compensation Committee and Adviser Independence Listing Standards
David Lynn, Lawrence Bard, and Daniel Kahan
1/18/2013
Capital Markets, Corporate Governance, IPOs, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Equity capital markets in the United States: regulatory overview
Capital Markets Multi-Jurisdictional Guide 2013
Practical Law Company
Anna Pinedo and Nilene Evans
2013
Capital Markets, Equity Offerings, Global Offerings, IPOs
Article
© This article was first published in the Capital Markets multi-jurisdictional guide 2013 and is reproduced with the permission of the publisher, Practical Law Company.
SEC Registration for Foreign Banks
Ze'-ev Eiger, David Lynn, and Anna Pinedo
12/17/2012
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Global Offerings, IPOs
Multimedia
New Financing Channels for PRC-Listed Companies:
A Closer Look at Gemdale’s Innovative Debuts on the Offshore RMB Dim Sum and USD Bond Markets
Melody Junhua He-Chen and Norman Ho
12/14/2012
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
中国境内上市公司的筹资新渠道：
对金地（集团）股份有限公司于境外人民币点心债券及美元债券市场创造性登台的观察与分析
Melody Junhua He-Chen and Norman Ho
12/14/2012
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
Consultation Conclusions on the Regulation of Hong Kong IPO Sponsors – The Top Five Things You Need to Know
Stephen Birkett and John Moore
12/13/2012
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
The MoFo Guide to Hong Kong IPOs
November 2012
Capital Markets | China, Global Offerings, IPOs
Book, User Guide
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Gregory Wang, and Venantius Tan
Fall 2012
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
More SEC Guidance on Title I of the JOBS Act
David Lynn
10/9/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
Solicitation Emancipation:
Proposed Rules Relating to the Relaxation of the Prohibition on General Solicitation
Jay Baris, Kelley Howes, David Lynn, Anna Pinedo, Robert Putney, Isabelle Sajous, and James Tanenbaum
8/29/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Gregory Wang, and Venantius Tan
Summer 2012
Capital Markets, Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
SEC Adopts Dodd-Frank Compensation Committee and Adviser Independence Rules
Lawrence Bard and Daniel Kahan
6/21/2012
Corporate Governance, IPOs, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Wall-crossing in Hong Kong: Risk Management Issues
Stephen Birkett
6/6/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Capital Markets | China, China, Corporate Governance, Corporate Governance + Internal Investigations | China, Global Offerings, IPOs
Client Alert
Statutory Obligation to Disclose Price-Sensitive Information Effective on January 1, 2013
Stephen Birkett
6/4/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Capital Markets | China, China, Corporate Governance, Corporate Governance + Internal Investigations | China, Global Offerings, IPOs
Client Alert
Accessing the US Markets: A Warmer Climate for Foreign Issuers
Practical Law Company
Anna Pinedo and James Tanenbaum
June 2012
Capital Markets, Global Offerings, IPOs, Private Placements + PIPEs
Article
This article first appeared in the June 2012 issue of PLC Magazine.
Crowdfunding Offerings
David Lynn and Anna Pinedo
5/16/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
SFC Looks to Enhance the Regulation of Sponsors in Hong Kong
Potential Civil and Criminal Penalties under Consideration
5/10/2012
Capital Markets, Capital Markets | China, China, Corporate Governance, Corporate Governance + Internal Investigations | China, IPOs
Client Alert
The Other Global Warming:
The Impact of the JOBS Act on Foreign Issuers
Practical Law Company
Anna Pinedo and James Tanenbaum
May 2012
Capital Markets, Global Offerings, IPOs, Private Placements + PIPEs
Article
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Gregory Wang, and Venantius Tan
Spring 2012
Capital Markets, Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
FINRA to Introduce New Electronic Filing System for Public Offerings
Lloyd Harmetz
5/3/2012
Broker-Dealer Compliance + Regulation, Capital Markets, Equity Offerings, IPOs
Client Alert
Capital Markets Multi-Jurisdictional Guide 2012/13
Practical Law Company
Anna Pinedo and Nilene Evans
May 2012
Capital Markets, Global Offerings, IPOs
Article
© This article was first published in the Capital Markets multi-jurisdictional guide 2012/13 and is reproduced with the permission of the publisher, Practical Law Company.
Welcome to America. Again
International Financial Law Review
Anna Pinedo and James Tanenbaum
5/1/2012
Capital Markets, Global Offerings, IPOs, Private Placements + PIPEs
Article
Reprinted with permission.
Bank Shot:
JOBS Act Facilitates Capital Raising by Banks
Neeraj Kumar
4/20/2012
Capital Markets, Emerging Companies + Venture Capital, Equity Offerings, Financial Institutions + Financial Services, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
How will the JOBS Act affect non-U.S. issuers?
4/17/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
A Quick Guide To The JOBS Act
Practical Law Company
David Lynn and Anna Pinedo
4/16/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Article
Reprinted with permission. Copyright © 2012 Practical Law Publishing Limited and Practical Law Company, Inc. All Rights Reserved. Use of PLC websites and services is subject to the Terms of Use and Privacy Policy.
Additional JOBS Act Guidance
David Lynn and Anna Pinedo
4/12/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
Registered Offerings after the JOBS Act
David Lynn, Anna Pinedo, and James Tanenbaum
4/12/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, IPOs
Multimedia
SEC Staff Releases Further Guidance on Confidential IPO Submissions of Emerging Growth Companies under the JOBS Act
David Lynn
4/12/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, IPOs, Public Companies Counseling + Compliance
Client Alert
Guidance on General Solicitation and General Advertising in Rule 506 Offerings Following Enactment of the JOBS Act
David Lynn and Anna Pinedo
4/6/2012
Capital Markets, Global Offerings, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
SEC Staff Guidance on Confidential Registration Statement Submissions under the JOBS Act
David Lynn and Anna Pinedo
4/6/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Global Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
JOBS Act Addresses 'Urgent Need' For Startups
Bloomberg Law
Bloomberg Law
Anna Pinedo
4/5/2012
Capital Markets, Corporate, Emerging Companies + Venture Capital, Global Offerings, IPOs, Public Companies Counseling + Compliance
Multimedia
Used with permission.
SEC Staff Issues Global No-Action Relief From Exchange Act Registration for Restricted Stock Units
Michael Frank and David Lynn
2/16/2012
Capital Markets, Equity Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Gregory Wang, and Venantius Tan
February 2012
Capital Markets, Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
IPO "On-Ramp"
Michael Rosenberg
12/20/2011
Capital Markets, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
Government Responds to New Sense of Urgency for Securities Reform
New York Law Journal
Anna Pinedo and James Tanenbaum
12/19/2011
Capital Markets, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Article
Reprinted with permission from the December 19, 2011 edition of the NEW YORK LAW JOURNAL©2010 ALM Media Properties, LLC. All rights reserved.
House Financial Services Committee Approves the Small Company Capital Formation Act; Regulation A Revival Closer?
Anna Pinedo and Gerd Thomsen
6/24/2011
Capital Markets, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
Small Company Capital Formation Act of 2011; Regulation A Revival?
Anna Pinedo and Gerd Thomsen
3/30/2011
Capital Markets, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
上市法团披露股价敏感资料的法定义务
Chinese translation of Statutory Obligation for Hong Kong-Listed Companies to Disclose Price Sensitive Information
Stephen Birkett and Jun-Min Tang
2/22/2011
Capital Markets, Capital Markets | China, China, Global Offerings, IPOs
Client Alert
Using Rule 144A Equity Offerings to Supplement or Replace IPOs During Volatile Markets
Bloomberg Securities Law Report, Vol. 4, No. 51
12/20/2010
Capital Markets, Equity Offerings, IPOs
Article
Reprinted with permission.
Spinning: FINRA Rule 5131
INSIGHTS
11/2010
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, IPOs
Article
Reprinted with permission
Spinning: FINRA Rule 5131
10/18/2010
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Financial Services, IPOs
Client Alert
Cross-border Capital Markets Handbook: United States Chapter
Nilene Evans and Anna Pinedo
2/2010
Capital Markets, IPOs
Article
© This article was first published in the PLC Cross-border Capital Markets Handbook 2010 and is reproduced with the permission of the publisher, Practical Law Company. For further information or to obtain copies please contact yani.paramova@practicallaw.com, or visit www.practicallaw.com/capitalmarketshandbook
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