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Jeremy C. Jennings-Mares

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London, 442079204072
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In this issue of Structured Thoughts, we discuss FINRA’s 2013 communication rules and revisions to MSDAs, Regulation R and bank sales of structured products, and the Financial Conduct Authority’s temporary product intervention rules.
4/12/2013
Newsletter
Derivatives Week, Vol. XXII, No. 8
2/25/2013
Article
Reprinted with permission of Derivatives Intelligence.
Capital Markets Multi-Jurisdictional Guide 2013
Practical Law Company
2013
Article
© This article was first published in the Capital Markets multi-jurisdictional guide 2013 and is reproduced with the permission of the publisher, Practical Law Company.
In this issue of Structured Thoughts, we discuss the EU regulation on short selling and its impact on U.S. issuers of structured notes, FINRA’s focus on conflicts and the revised FINRA communications rules.
11/13/2012
Newsletter
In this issue of Structured Thoughts, we discuss FINRA’s recent concerns about exchange-traded notes and new PRIPs legislation finally published by the EU Commission.
7/20/2012
Newsletter
Practical Law Company
May 2012
Article
© This article was first published in the Capital Markets multi-jurisdictional guide 2012/13 and is reproduced with the permission of the publisher, Practical Law Company.
International Financial Regulation Review, Bloomberg BNA
May 2012
Article
© First published in International Financial Regulation Review by Bloomberg BNA (2012)
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