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Oliver I. Ireland

Partner
Washington D.C., (202) 778-1614
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In this issue of Structured Thoughts, we examine FINRA’s announcement of an effective date for new rules regarding communications with the public, the Federal banking agencies’ regulatory capital proposals, the new FINRA rule 5123 on private placements and the FDIC’s recent investor alert relating to structured CDs.
6/21/2012
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