Print page
Email page
Investment Management
Overview
Attorneys & Professionals
Legal Updates & News
09/24/2008
Money Market Fund Bailout Update; First Look: New Asset-Backed Commercial Paper Liquidity Facility
09/21/2008
First Look at Treasury Plan; Money Market Fund Bailout
06/18/2008
Closed-End Fund Auction Rate Securities Relief
(PDF)
10/17/2006
Japanese Financial Services Agency Adopts New Rule to Restrict Potential Insider Trading Arising from Pre-Offering "Market Surveys" by Securities Companies
12/21/2005
IRS Issues Negative Guidance on Investments by Mutual Funds in Commodity-Index Derivative Contracts
12/29/2004
SEC Releases Final Rule Requiring Registration of Certain Hedge Fund Advisers
01/31/2003
SEC Adopts Final Sarbanes-Oxley Rules for Investment Companies
01/10/2003
SEC Proposes to Exempt Research and Development Companies
11/15/2002
CFTC Proposes New Futures Contract Flexibility For Funds
05/03/2002
Treasury's Recently Adopted Interim Final Rules Impact on Investment Companies and Money Services Businesses: USA Patriot Act Update
11/21/2001
Summary of OCIE's Priority List for Upcoming Examinations of Investment Companies and Investment Advisers
01/08/2001
New Fund Governance Rules
01/05/2001
Proposed Amendment to Rule 10f-3 -- Affiliated Underwriter
05/01/2000
SEC Issues Electronic Media Interpretive Release
10/01/1999
SEC Adopts Amendments to Rule 17j-1 under the Investment Company Act of 1940
Home
Contact
Offices
Site Map
Help
Privacy Policy
Terms & Conditions
Secure Login
Alumni