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Private Offerings: Questions that Might Frequently be Asked Sometime Soon (Part II)
Anna Pinedo and David Lynn
10/2/2013
Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
Changing the Rules of the Game After the Whistle Has Blown
The Corporate Counselor, Vol. 28, No. 6
Janie Schulman
October 2013
Corporate, Employment + Labor, Financial Institutions + Financial Services, Litigation, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Article
Say No More: The Latest Blow to Suits Challenging Proxy Disclosures About Say-On-Pay and Stock Incentive Plans
Jordan Eth and Mark Foster
9/25/2013
Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
SEC Propose Pay Ratio Disclosure Rules
David Lynn, Lawrence Bard, and Stephanie Wingader
9/19/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Renewed Focus on an Old Rule: SEC Steps Up Rule 105 Enforcement Efforts
Jay Baris, Hillel Cohn, Ana-Maria Ignat, and Daniel Nathan
9/18/2013
Investment Management, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Corruption Allegations in China Lead to a Shareholder Class Action in the U.S.
Timothy Blakely, Stacey Sprenkel, and Caitlin Blythe
9/9/2013
FCPA + Anti-Corruption, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
The Guide to Social Media and the Securities Laws
David Lynn and Jay Baris
September 2013
Capital Markets, Financial Institutions + Financial Services, Investment Management, Public Companies Counseling + Compliance, Social Media
Article
A New Era of Canadian Anti-Corruption Enforcement?
Paul McKenzie, Daniel Levison, and Amanda Treleaven
8/30/2013
FCPA + Anti-Corruption, Government Contracts, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Hurricane Sandy Redux: Agencies Recommend Business Continuity Planning
Daniel Nathan and Ana-Maria Ignat
8/21/2013
Investment Management, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
UK Bribery Act Comes To Life?
Kevin Roberts, Jarod Taylor, and Duncan Grieve
8/15/2013
FCPA + Anti-Corruption, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Brazil’s New Clean Companies Act Continues Global Fight Against Corruption
Timothy Blakely, Ruti Smithline, and Jarod Taylor
8/6/2013
FCPA + Anti-Corruption, Government Contracts, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Private Offerings: Questions that Might Frequently be Asked Sometime Soon
Anna Pinedo, James Tanenbaum, and David Lynn
7/23/2013
Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Private Placements + PIPEs, Public Companies Counseling + Compliance
Client Alert
The STOCK Act and the Political Intelligence Industry
Harvard Law School Forum on Corporate Governance and Financial Regulation
Daniel Nathan and Ana-Maria Ignat
7/20/2013
Banking + Financial Services, Financial Institutions + Financial Services, Investment Management, Public Companies Counseling + Compliance, Regulatory + Enforcement, Securities Litigation, Enforcement + White-Collar Defense
Article
Reprinted with permission.
JOBS Act Implementation: Rule 506 Rulemaking
Teleconference
Anna Pinedo, Jay Baris, and David Lynn
7/11/2013
Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Public Companies Counseling + Compliance
Multimedia
Goldilocks, Porridge and General Solicitation
Anna Pinedo, Jay Baris, and David Lynn
7/10/2013
Banking + Financial Services, Capital Markets, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Investment Management, Public Companies Counseling + Compliance
Client Alert
Delaware Court of Chancery Holds Forum Selection Bylaw Provisions Are Enforceable
Jordan Eth and Kevin Calia
6/26/2013
Corporate Governance, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
The STOCK Act and the Political Intelligence Industry: No Easy Answers
Daniel Nathan and Ana-Maria Ignat
6/24/2013
Banking + Financial Services, Financial Institutions + Financial Services, Investment Management, Public Companies Counseling + Compliance, Regulatory + Enforcement, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Recent FCPA Enforcement Actions Show Increased Scrutiny on Financial Services Sector
Ruti Smithline and Jarod Taylor
6/20/2013
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Inside Baseball – SEC Enforcement Co-Chief Calls ‘Em Like He Sees ‘Em
Daniel Nathan and Tiffany Rowe
6/19/2013
Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Court of Appeals Reinstates Insurance Coverage Claim for Disgorgement
Joel Haims, Carl Loewenson, and Andreea Vasiliu
6/13/2013
Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Ninth Circuit Limits Key Defense in ERISA Stock Drop Cases
Paul Flum and Raymond Hasu
6/10/2013
Compensation, Benefits + ERISA, Employment + Labor, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Dodd-Frank at 3: The Snail and the Tortoise
Jay Baris, Melissa Beck, Leonard Chanin, Oliver Ireland, David Kaufman, Kenneth Kohler, David Lynn, Jerry Marlatt, Anna Pinedo, and James Schwartz
6/7/2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, Financial Services, Investment Management, New Products, Public Companies Counseling + Compliance, Structured Finance + Securitization
User Guide
4 Lessons From Total’s FCPA Settlement
Law360
Randall Fons and Brian Hoffman
6/5/2013
FCPA + Anti-Corruption, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Article
SEC Staff Provides Guidance on Conflict Mineral and Resource Extraction Disclosure Requirements
David Lynn, Lawrence Bard, and Daniel Kahan
6/4/2013
Corporate Governance, Public Companies Counseling + Compliance
Client Alert
What’s Old is New Again: Total Settles FCPA Charges Involving Decade-Old Conduct
Randall Fons and Brian Hoffman
5/31/2013
FCPA + Anti-Corruption, Government Contracts, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Use of Social Media for Issuers, Broker-Dealers and Advisers, and Investment Companies
Jay Baris, Anna Pinedo, and David Lynn
5/28/2013
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, Social Media
Multimedia
Initial Window for Delaware Unclaimed Property VDA Opportunity Closes June 30, 2013
Hollis Hyans, Obrea Poindexter, and Amy Nogid
5/22/2013
Banking + Financial Services, Financial Institutions + Financial Services, Financial Services, Financial Transactions, Public Companies Counseling + Compliance, State + Local Tax
Client Alert
DOJ Turns FCPA Spotlight on Financial Services Sector as Enforcement Efforts in Latin America Continue
Adam Hoffinger, Robert Salerno, and Demme Doufekias
5/15/2013
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
Annual Review of Federal Securities Regulation
The Business Lawyer, Vol. 68, No. 3
Anna Pinedo, Chrys Carey, Ze'-ev Eiger, Neeraj Kumar, David Lynn, Michael Rosenberg, and Helen Yu
May 2013
Banking + Financial Services, Capital Markets, Derivatives + Commodities, Emerging Companies + Venture Capital, Equity Offerings, Financial Institutions + Financial Services, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
Compliance by tweet or post
Financier Worldwide
Anna Pinedo and David Lynn
May 2013
Broker-Dealer Compliance + Regulation, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, Social Media
Article
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Venantius Tan, and Gregory Wang
Spring 2013
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
SEC and CFTC Issue Identity Theft Rules
Daniel Nathan and Ana-Maria Ignat
4/19/2013
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Investment Management, Public Companies Counseling + Compliance, Regulatory + Enforcement, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Delaware Supreme Court Holds that Collateral Estoppel Applies to Dismissal on Demand-Futility Grounds
Jordan Eth, Judson Lobdell, and Deanne Maynard
4/5/2013
Appellate + Supreme Court, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
SEC Offers Guidance on Use of Social Media for Public Disclosure
David Lynn
4/4/2013
Corporate Governance, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
What Does Cooperation Buy You?
Law360
Carl Loewenson, Ruti Smithline, Kayvan Sadeghi, Brian Hoffman, Justin Hoogs, and Kiersten Fletcher
4/4/2013
Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
Enforcement Heads Reveal All at SIFMA Annual Seminar
Daniel Nathan
3/22/2013
Public Companies Counseling + Compliance, Regulatory + Enforcement, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
Supreme Court: securities fraud plaintiffs need not prove materiality to certify a class
International Law Office
Jordan Eth, Joel Haims, and Kayvan Sadeghi
3/19/2013
Appellate + Supreme Court, Commercial Litigation, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Article
Reprinted with permission.
Board Enjoined from Impeding Hostile Consent Solicitation Without First Approving Rival Director Slate under Credit Agreement Proxy Put Provision
Michael O'Bryan and Jeffrey Silver
3/15/2013
Corporate, Mergers + Acquisitions, Public Companies Counseling + Compliance
Client Alert
The SEC Speaks: Reflections and Enforcement Initiatives in 2013
Randall Fons, Brian Hoffman, and Tiffany Rowe
3/5/2013
FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
Proxy Season Field Guide, Third Edition
RR Donnelly
David Lynn
3/1/2013
Corporate Governance, Public Companies Counseling + Compliance
Book
JOBS Act Quick Start
A brief overview of the JOBS Act
International Financial Law Review
Nilene Evans, David Lynn, and Anna Pinedo
February 2013
Capital Markets, Corporate, Emerging Companies + Venture Capital, Equity Offerings, Investment Management, IPOs, Private Placements + PIPEs, Public Companies Counseling + Compliance
Book
Supreme Court Holds That Securities Fraud Plaintiffs Do Not Have to Prove Materiality to Certify a Class
Jordan Eth, Joel Haims, and Kayvan Sadeghi
2/27/2013
Appellate + Supreme Court, Commercial Litigation, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Client Alert
New FCPA Decision: The Battle Continues on the FCPA’s Jurisdictional Reach
Paul Friedman, Ruti Smithline, and Adam Hunt
2/25/2013
FCPA + Anti-Corruption, Government Contracts, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
New FCPA Decision: How Long is the FCPA’s Reach?
Paul Friedman, Ruti Smithline, and Adam Hunt
2/14/2013
FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
The Acquisition of Control of a United States Public Company
Jeffery Bell
2013 Edition
Corporate, Mergers + Acquisitions, Public Companies Counseling + Compliance
Article
Hong Kong Capital Markets Quarterly News
香港资本市场业务季刊
Stephen Birkett, Charles Chau, Melody Junhua He-Chen, John Moore, Venantius Tan, and Gregory Wang
Winter 2013
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Newsletter
SEC Approves New Compensation Committee and Adviser Independence Listing Standards
David Lynn, Lawrence Bard, and Daniel Kahan
1/18/2013
Capital Markets, Corporate Governance, IPOs, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense
Client Alert
2012 Insider Trading Annual Review
Carl Loewenson, Ruti Smithline, Kiersten Fletcher, Brian Hoffman, Justin Hoogs, and Kayvan Sadeghi
1/17/2013
Corporate, Corporate Governance, Internal Investigations, Litigation, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Client Alert
New Financing Channels for PRC-Listed Companies:
A Closer Look at Gemdale’s Innovative Debuts on the Offshore RMB Dim Sum and USD Bond Markets
Melody Junhua He-Chen and Norman Ho
12/14/2012
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
中国境内上市公司的筹资新渠道：
对金地（集团）股份有限公司于境外人民币点心债券及美元债券市场创造性登台的观察与分析
Melody Junhua He-Chen and Norman Ho
12/14/2012
Capital Markets | China, China, Debt Offerings + 144A Offerings, Global Offerings, IPOs, Public Companies Counseling + Compliance
Client Alert
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