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MoFo's monthly newsletter chronicling developments in hostile M+A
May 2013
Newsletter
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In this issue of Structured Thoughts, we discuss due diligence procedures for structured note distributors; key issues for Yankee CDs; the SEC and FINRA’s concerns about the sale of certain structured products to senior citizens; the Financial Stability Oversight Council’s 2013 Annual Report; and the SEC’s recent discussion of estimated value.
5/15/2013
Newsletter
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In this issue of Structured Thoughts, we discuss regulating retail structured products and the IOSCO toolkit.
5/2/2013
Newsletter
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In this issue of Structured Thoughts, we discuss FINRA’s guidance on backtested performance data, FINRA Chairman and CEO Rick Ketchum’s recent discussion of structured products, and also provide an update regarding TRACE and Rule 144A securities.
4/26/2013
Newsletter
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MoFo’s monthly newsletter chronicling developments in hostile M+A
April 2013
Newsletter
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In this issue of Structured Thoughts, we discuss FINRA’s 2013 communication rules and revisions to MSDAs, Regulation R and bank sales of structured products, and the Financial Conduct Authority’s temporary product intervention rules.
4/12/2013
Newsletter
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MoFo’s monthly newsletter chronicling developments in hostile M+A
March 2013
Newsletter
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Michael Agoglia, Leonard Chanin, Rick Fischer, Charles Horn, Ana-Maria Ignat, Joseph Gabai, Rebekah Kaufman, Ezra Levine, Jim McCabe, James McGuire, Paul McKenzie, Thomas Noto, Julie O'Neill, Obrea Poindexter, Andrew Smith, William Stern, Nathan Taylor, and Nancy Thomas
3/12/2013
Newsletter
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In this issue of Structured Thoughts we discuss the additional SEC guidance on estimated value disclosures, 2013 OCIE examination priorities and their implications for structured products issuers and dealers, the EITF and the Federal Funds rate, and the FDIC’s proposal to nix insurance for dually payable deposits.
2/28/2013
Client Alert, Newsletter
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MoFo’s monthly newsletter chronicling developments in hostile M+A
February 2013
Newsletter
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MoFo’s monthly newsletter chronicling developments in hostile M+A
January 2013
Newsletter
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ABA Section of Labor and Employment Law
Fall / Winter 2012
Newsletter
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Jay Baris, Alexandra Barrage, Leonard Chanin, Henry Fields, Rick Fischer, Charles Horn, Oliver Ireland, David Kaufman, David Lynn, Jeremy Jennings-Mares, Jerry Marlatt, Barbara Mendelson, Thomas Noto, Anna Pinedo, Obrea Poindexter, James Schwartz, Andrew Smith, and James Tanenbaum
12/20/2012
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In this issue of Structured Thoughts, we discuss the EU regulation on short selling and its impact on U.S. issuers of structured notes, FINRA’s focus on conflicts and the revised FINRA communications rules.
11/13/2012
Newsletter
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Eric Coffill, Craig Fields, Paul Frankel, Peter Kanter, Thomas Steele, Andres Vallejo, Richard Call, Jenny Choi, Nicole Johnson, Kirsten Wolff, and Mitchell Newmark
11/5/2012
Newsletter
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