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Securities: Regulatory + Enforcement

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Anti-Corruption Compliance and European Data Protection
11/12/2013
FCPA + Anti-Corruption, Internal Investigations, Privacy + Data Security, Securities: Regulatory + Enforcement
Webinar
Enforcement: Targets and Tips on Negotiating a Settlement
7/24/2013
Investment Management, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Webinar
Regulatory and Securities Litigation Trends
5/14/2013
Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Mohegan Sun Resort & Convention Center
1 Mohegan Sun Boulevard
Uncasville, CT 06382
Speaking Engagement
Money Market Fund Reform: The FSOC Forecast
2/19/2013
Banking + Financial Services, Financial Institutions + Financial Services, Investment Management, Securities: Regulatory + Enforcement
Webcast
Speaking Engagement
American Bar Association’s Seventh Annual National Institute on Securities Fraud
11/15/2012
Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Westin New Orleans Canal Place
100 Rue Iberville
New Orleans, LA 70130
Speaking Engagement
FCPA: Cutting-Edge Issues in Global Anti-Corruption and Compliance
10/10/2012
Corporate, Corporate Governance, FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Sheraton Palo Alto Hotel
625 El Camino Real
Palo Alto, CA 94301
Seminar
Mitigating the Potential for Criminal Activity and Investor Fraud
7/25/2012
Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Network Meeting Center
5201 Great America Parkway
Santa Clara, CA 95054
Speaking Engagement
Global Capital Markets & the U.S. Securities Laws 2012:
Raising Capital in an Evolving Regulatory Environment
4/25/2012
Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, Securities: Regulatory + Enforcement
PLI New York Center
810 Seventh Avenue
21st floor
New York, NY 10019
Speaking Engagement
The Perspective From the Defense: Responding to the SEC’s Enforcement Views
4/13/2012
Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Marriott City Center Hotel
1701 California Street
Denver, CO 80202
Speaking Engagement
Complexity and Change
3/24/2012
Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Harvard Law School
Wasserstein Hall
1585 Massachusetts Avenue
Cambridge, MA 02138
Sponsorship
The FCPA:
2012 Enforcement Trends
3/23/2012
FCPA + Anti-Corruption, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Speaking Engagement
"Responsible Corporate Officer" Doctrine Investigations and Prosecution
11/1/2011
Corporate, Emerging Companies + Venture Capital, False Claims Act, Health Care Fraud – Investigations + Litigation, Life Sciences, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Morrison & Foerster LLP
755 Page Mill Road
Palo Alto, CA 94304
Seminar
PLI’s Securities Litigation & Enforcement Institute 2011
10/17/2011
Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement
PLI California Center
685 Market Street
San Francisco, CA 94105
Webinar
Horatio at Rome’s Bridge:
The Corporate Gatekeeper in Today’s Environment – Substantial Risk for Sure, and Opportunity?
9/27/2011
Corporate, Corporate Governance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Crowne Plaza Cabana
4290 El Camino Real
Palo Alto, CA 94306
Seminar
The Supreme Court’s Recent Securities Litigation Cases
9/7/2011
Appellate + Supreme Court, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Webinar
The SEC’s New Whistleblower Program:
What It Means for Companies and How to Respond
6/29/2011
Capital Markets, Corporate, Corporate Governance, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Webinar
A View from the Audit Committee: Risk Oversight and Assessment
5/19/2011
Corporate, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Palo Alto, CA
Speaking Engagement
FCPA Enforcement in 2011:
China in the Spotlight
3/23/2011
China, Corporate, Corporate Governance, Corporate Governance + Internal Investigations | China, FCPA + Anti-Corruption, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement
Crowne Plaza Cabana
4290 El Camino Real
Palo Alto, CA 94306
Seminar
Encouraging Internal Reporting of Wrongdoing in the New Era of SEC Whistleblower Rewards
12/1/2010
Capital Markets, Corporate, Employment + Labor, Financial Institutions + Financial Services, Government Contracts, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
The Ritz-Carlton
1700 Tysons Blvd.
McLean, VA 22102
Seminar
Association of Corporate Counsel Webcast: A New Era in SEC Enforcement
11/18/2010
Capital Markets, Corporate, Employment + Labor, Financial Institutions + Financial Services, Government Contracts, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Webinar
PLI Securities Litigation & Enforcement Institute 2010
10/14/2010
Class Actions, Corporate, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement
PLI California Center
685 Market Street
San Francisco, CA 94105
Speaking Engagement
PLI Insider Trading 2010: How to Stay Out of Trouble
10/5/2010
Corporate, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
PLI California Center
685 Market Street
San Francisco, CA 94105
Speaking Engagement
Criminal and Civil Liabilities for Off-Label Promotions of Drugs and Medical Devices
5/6/2010
False Claims Act, Health Care Fraud – Investigations + Litigation, Life Sciences, Litigation, Product Liability, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
Morrison & Foerster LLP
12531 High Bluff Drive
San Diego, CA
Seminar
U.S. Securities Litigation and Risks to Directors and Officers:
9/15/2009
Corporate, Corporate Governance + Internal Investigations | China, Financial Institutions + Financial Services, Financial Services, Financial Transactions, Internal Investigations, Litigation, Receivables Finance + Vendor Finance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement, White-Collar Defense
Shanghai, China
Speaking Engagement
Internal Investigations 2009: How to Protect Your Clients or Company, PLI
6/30/2009
Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement
PLI California Center
685 Market Street
San Francisco, CA 94105
Speaking Engagement
The SEC is Back! What the Latest Changes at the SEC Mean for You and Your Company
5/19/2009
Corporate, Financial Institutions + Financial Services, Internal Investigations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Seminar
Smaller Public Companies:
Raising Capital In Today's Environment
4/30/2009
Banking + Financial Services, Capital Markets, Corporate, Financial Institutions + Financial Services, Securities: Regulatory + Enforcement
McLean, VA
Seminar
XBRL Rules, Technology and Solutions
4/28/2009
Corporate, Financial Institutions + Financial Services, Securities: Regulatory + Enforcement
Webcast
Speaking Engagement
The Latest Executive Compensation Developments
4/22/2009
Banking + Financial Services, Capital Markets, Corporate, Financial Institutions + Financial Services, Securities: Regulatory + Enforcement
McLean, VA
Seminar
Facing Conflicts of Interest in Troubled Times
4/15/2009
Corporate, Internal Investigations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Palo Alto
Seminar
New Trends in Direct and Cross-Examination
3/27/2009
Antitrust Law, Antitrust Law | Litigation, Intellectual Property Litigation, Interferences, Internal Investigations, IP Due Diligence, Litigation, Patent Reexaminations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Webcast and Live Program
Philadelphia, PA
Speaking Engagement
The JDSU Verdict One Year Later: Lessons from the Largest Securities Class Action Trial in History
3/25/2009
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Webcast
Speaking Engagement
Old Lions Still Roar: Veteran Trial Lawyers Share Their Strategies
3/18/2009
Antitrust Law, Antitrust Law | Litigation, Intellectual Property Litigation, Interferences, Internal Investigations, IP Due Diligence, Litigation, Patent Reexaminations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Teleconference
Speaking Engagement
Disclosure and Shareholder Activism in Turbulent Times: Preparing for the 2009 Proxy Season
1/22/2009
Corporate, Financial Institutions + Financial Services, Internal Investigations, Mergers + Acquisitions, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
McLean, VA
Seminar
Corporate Governance, Disclosure and Shareholder Activism in Turbulent Times (Palo Alto Presentation)
1/14/2009
Corporate, Financial Institutions + Financial Services, Mergers + Acquisitions, Securities: Regulatory + Enforcement
Palo Alto
Seminar
Fallout from the Credit Crisis: Steps Every Company Should Take to Protect Itself and Its Officers and Directors (Virginia Presentation)
12/18/2008
Acquisition Finance, Banking + Financial Services, Borrower Representation, Business Restructuring + Insolvency, Corporate, Financial Institutions + Financial Services, Financial Services, Financial Transactions, Internal Investigations, Litigation, Receivables Finance + Vendor Finance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
McLean, VA
Seminar
Financial Distress Strategies - Advanced Boot Camp: New Rules of the New Game (San Francisco Presentation)
12/11/2008
Acquisition Finance, Banking + Financial Services, Borrower Representation, Business Restructuring + Insolvency, Compensation, Benefits + ERISA, Corporate, Emerging Companies + Venture Capital, Employment + Labor, Financial Institutions + Financial Services, Financial Transactions, Intellectual Property Litigation, Interferences, Internal Investigations, IP Due Diligence, Mergers + Acquisitions, Patent Reexaminations, Private Equity Funds, Private Equity Investments + Buyouts, Real Estate, Receivables Finance + Vendor Finance, REITs, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, Technology Transactions, White-Collar Defense
San Francisco, CA
Seminar
Financial Distress Strategies - Advanced Boot Camp: New Rules of the New Game (Palo Alto Presentation)
12/10/2008
Acquisition Finance, Banking + Financial Services, Borrower Representation, Compensation, Benefits + ERISA, Corporate, Emerging Companies + Venture Capital, Employment + Labor, Financial Institutions + Financial Services, Financial Transactions, Intellectual Property Litigation, Interferences, Internal Investigations, IP Due Diligence, Life Sciences, Mergers + Acquisitions, Patent Reexaminations, Private Equity Funds, Private Equity Investments + Buyouts, Real Estate, Receivables Finance + Vendor Finance, REITs, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, Technology Transactions, White-Collar Defense
Palo Alto, CA
Seminar
Fallout from the Credit Crisis: Steps Every Company Should Take to Protect Itself and Its Officers and Directors (New York Presentation)
11/20/2008
Acquisition Finance, Banking + Financial Services, Borrower Representation, Business Restructuring + Insolvency, Corporate, Financial Institutions + Financial Services, Financial Services, Financial Transactions, Internal Investigations, Litigation, Receivables Finance + Vendor Finance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
New York
Seminar
Fallout from the Credit Crisis: Steps Every Company Should Take to Protect Itself and Its Officers and Directors
11/13/2008
Acquisition Finance, Banking + Financial Services, Borrower Representation, Business Restructuring + Insolvency, Corporate, Financial Institutions + Financial Services, Financial Services, Financial Transactions, Internal Investigations, Litigation, Receivables Finance + Vendor Finance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Los Angeles
Seminar
PLI - Coping with Broker/Dealer Regulation and Enforcement 2008
10/29/2008
Internal Investigations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
PLI New York Center
New York, NY
Speaking Engagement
Fallout from the Credit Crisis: Steps Every Company Should Take to Protect Itself and Its Officers and Directors
10/28/2008
Acquisition Finance, Banking + Financial Services, Borrower Representation, Business Restructuring + Insolvency, Corporate, Financial Institutions + Financial Services, Financial Services, Financial Transactions, Internal Investigations, Litigation, Receivables Finance + Vendor Finance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Palo Alto, CA
Seminar
Fallout from the Credit Crisis: Steps Every Company Should Take to Protect Itself and Its Officers and Directors-San Francisco
10/22/2008
Acquisition Finance, Banking + Financial Services, Borrower Representation, Business Restructuring + Insolvency, Corporate, Financial Institutions + Financial Services, Financial Services, Financial Transactions, Internal Investigations, Litigation, Receivables Finance + Vendor Finance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
San Francisco
Seminar
PLI Securities Litigation & Enforcement Institute 2008
10/20/2008
Internal Investigations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
PLI California Center
San Francisco, CA 
Speaking Engagement
Doing Business in China and the FCPA: How to Protect Yourself and Your Company
10/14/2008
Corporate, Government Contracts, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
New York, NY
Seminar
2008 MiraCosta College Business Leadership Conference - Applied Business Ethics
9/26/2008
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
MiraCosta College Theatre
Oceanside, CA
Speaking Engagement
The Global Anti-Corruption Regulatory Climate--Protecting You and Your Company
9/17/2008
Corporate, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Palo Alto, CA
Seminar
PLI, Internal Investigations 2008: Legal, Ethical & Strategic Issues
6/10/2008
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
New York
Speaking Engagement
Directors Roundtable Presents: International Investigations vs. Data Privacy
5/14/2008
Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Privacy + Data Security, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
New York Athletic Club
180 Central Park South
New York, NY
Sponsorship
CLE International, Subprime Lending Litigation Conference
5/8/2008
Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense
Millennium Biltmore Hotel
506 S. Grand Avenue
Los Angeles
Speaking Engagement
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