White-Collar Defense

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2012 Insider Trading Annual Review

Reliability of Confidential Witnesses in Securities Fraud Complaints

New York Law Journal

Carl Loewenson and James Beha

9/30/2013

Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Article

Reprinted with permission from the September 30, 2013, edition of the New York Law Journal ^© 2013 ALM Media Properties, LLC. All rights reserved.

The Second Circuit Speaks: The Presumption Against Extraterritoriality Applies to Criminal Prosecutions

Carl Loewenson, Kayvan Sadeghi, and Kiersten Fletcher

9/3/2013

Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, White-Collar Defense

Client Alert

Commentary: Delaware Chancery Court Finds Forum-Selection Bylaw Provisions Enforceable

Westlaw Journal Corporate Officers & Directors Liability

Jordan Eth and Kevin Calia

7/15/2013

Securities Litigation, White-Collar Defense

Article

^© 2013 Thomson Reuters. No Claim to Orig. US Gov. Works.

The SEC Speaks: Reflections and Enforcement Initiatives in 2013

Randall Fons, Brian Hoffman, and Tiffany Rowe

3/5/2013

FCPA + Anti-Corruption, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

2012 Insider Trading Annual Review

Carl Loewenson, Ruti Smithline, Kiersten Fletcher, Brian Hoffman, Justin Hoogs, and Kayvan Sadeghi

1/17/2013

Corporate, Corporate Governance, Internal Investigations, Litigation, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Second Circuit Delivers Blow to Off-Label Promotion Prosecutions in U.S. v. Caronia

Adam Hoffinger, Robert Salerno, and Demme Doufekias

12/5/2012

Health Care Fraud – Investigations + Litigation, Life Sciences, Pharmaceutical + Medical Device, White-Collar Defense

Client Alert

Anti-Corruption and Privacy Laws – Collision Course?

Suhna Pierce, Marian Waldmann Agarwal, and Ruti Smithline

12/3/2012

FCPA + Anti-Corruption, Internal Investigations, Privacy + Data Security, Securities Litigation, Enforcement + White-Collar Defense, White-Collar Defense

Client Alert

Physician Payment Sunshine Act: Challenge for Companies, Tool for Enforcers

Adam Hoffinger, Robert Salerno, and Demme Doufekias

10/19/2012

Health Care Fraud – Investigations + Litigation, Life Sciences, Pharmaceutical + Medical Device, White-Collar Defense

Client Alert

Court Finds No Duty to Publicly Disclose Wells Notices

Randall Fons and Nicole Serfoss

6/26/2012

Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

2011 Insider Trading Annual Review

Carl Loewenson, Ruti Smithline, Justin Hoogs, and Kiersten Fletcher

2/6/2012

Capital Markets, Corporate Governance, Litigation, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, White-Collar Defense

Newsletter

DOJ Escalates Its War on Health Care Fraud:
GlaxoSmithKline Agrees to Pay Record-setting $3 Billion to Settle U.S. Investigations

Adam Hoffinger, Robert Salerno, and Demme Doufekias

11/4/2011

False Claims Act, Health Care Fraud – Investigations + Litigation, Life Sciences, Securities Litigation, Enforcement + White-Collar Defense, White-Collar Defense

Client Alert

FCPA + Anti-Corruption Developments: End of Summer Round-Up

Paul Friedman, Stacey Sprenkel, and Rick Liu

October 3, 2011

China, Commercial Litigation, FCPA + Anti-Corruption, Government Contracts, Internal Investigations, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, White-Collar Defense

Client Alert

Point-Counterpoint: Dodd-Frank Whistleblower Rules

Securities Law360

Jordan Eth Jordan Thomas

8/9/2011

Capital Markets, Employment + Labor, FCPA + Anti-Corruption, Internal Investigations, Investment Management, Public Companies Counseling + Compliance, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Article

A Divided SEC Issues Final Dodd-Frank Whistleblower Program Rules

Jordan Eth, Randall Fons, and Justin Hoogs

5/25/2011

Capital Markets, Employment + Labor, FCPA + Anti-Corruption, Internal Investigations, Investment Management, Public Companies Counseling + Compliance, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

The Government Revamps Its Weapon Against False Claims: The New Amendments to the False Claims Act

5/24/2009

Government Contracts, Internal Investigations, Life Sciences, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Broadcom Ruling Highlights Potential Pitfalls in Internal Investigations

4/9/2009

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Enforcement To Be Top Priority at Schapiro's SEC

2/9/2009

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Business Crimes and Compliance Criminal Liability of Companies Survey – Jurisdiction – United States and the State of California

Lex Mundi

Stephen Freccero

2009

Litigation, White-Collar Defense

Article

Delaware Court Decisions Denying Indemnification Rights Underscore Need for Carefully Drawn Indemnification Provisions

1/15/2009

Corporate, Financial Institutions + Financial Services, Internal Investigations, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Second Circuit Issues Ruling on Foreign Issuer Securities Case

Jack Auspitz, Joel Haims, and Jonathan Rothberg

10/27/2008

Appellate + Supreme Court, China, Internal Investigations, Litigation, Litigation | China, Litigation | Japan, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities Litigation, Enforcement + White-Collar Defense | China, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Cigarette Cartel, Pharma Pricing- Recent UK Antitrust Rulings

7/18/2008

Antitrust Law, Antitrust Law | Cartels, Competition Law | Europe, Internal Investigations, Life Sciences, Litigation, Litigation + Dispute Resolution | Europe, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

I Heard It Through the Grapevine

Brian Hoffman and Randall Fons

7/18/2008

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Securities Litigation, Enforcement, and White-Collar Criminal Defense Newsletter, Summer 2008

Robert Salerno, Brian Hoffman, and Mia Mazza

7/11/2008

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

European Commission Adopts Cartel Settlement Procedure

7/2/2008

Antitrust Law, Antitrust Law | Cartels, Antitrust Law | Litigation, Competition Law | Europe, Internal Investigations, Litigation, Litigation + Dispute Resolution | Europe, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

SEC and FINRA Examination Priorities in 2008

Brian Hoffman and Randall Fons

4/23/2008

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

California Supreme Court Affirms "Continuous Stock Ownership Requirement" for Plaintiffs in Derivative Shareholder Litigation

2/14/2008

Appellate + Supreme Court, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Securities Litigation, Enforcement, and White-Collar Criminal Defense Quarterly Newsletter, Winter 2008

Brian Hoffman, Mark Foster, and Timothy Blakely

2/1/2008

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Supreme Court Endorses "Holistic" Approach to Evaluating Securities Fraud in Tellabs

6/21/2007

Appellate + Supreme Court, Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Credit Suisse First Boston LLC, et al. v. Billing, et al. - Supreme Court Sides with Investment Banks in Antitrust Suit over IPO Practices

Michael Miller and David Fioccola

6/20/2007

Antitrust Law, Antitrust Law | Litigation, Appellate + Supreme Court, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Complaint Dismissed - Delaware Court Issues Significant Backdating Decision

6/11/2007

Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

NY Court Affirms Right to Ex Parte Interviews of Adversary's Former Employees

5/10/2007

Banking + Financial Services, Employment + Labor, Financial Institutions + Financial Services, Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, Trade Secrets, White-Collar Defense

Client Alert

N.Y. Court of Appeals Affirms Absolute Privilege for Content of Form U-5 Notices

4/2/2007

Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

The U.S. Supreme Court Confronted the Federal Securities Laws in Three Cases This Week

3/30/2007

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Supreme Court Grants Review To Consider Whether Shareholders Can Assert "Scheme" Claims Against Secondary Actors

3/26/2007

Appellate + Supreme Court, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

SDNY Blocks SEC Enforcement Case As Time-Barred

2/28/2007

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Second Circuit Decision "Squarely Holds" Accountants May Be Primarily Liable Under Federal Securities Laws

2/27/2007

Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Delaware Court Issues Ruling In Spring-Loading Case

2/8/2007

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Delaware Court Issues Ruling in Backdating Case

2/7/2007

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

DOJ's Renewed Focus on Procurement Fraud: What It Means for You

1/18/2007

Government Contracts, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Thompson Memorandum Revised: U.S. Deputy Attorney General Paul J. McNulty Changes Guidelines for Prosecuting Corporate Fraud

12/12/2006

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

High Court Antitrust Trend Continues - Two New Cases Granted

W. Stephen Smith and Jeny Maier

12/8/2006

Antitrust Law, Antitrust Law | Litigation, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

New Rules for E-Discovery - Are You Ready?

Mia Mazza, Peter Stern, and Eugene Illovsky

11/1/2006

Internal Investigations, Litigation, Litigation | Japan, Privacy + Data Security, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Tenth Circuit Addresses Selective Waiver of Attorney-Client Privilege and Work Product Protection when Documents Are Produced to the DOJ and SEC Pursuant to a Confidentiality Agreement

6/28/2006

Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

SEC Brings its First Ever Enforcement Action Under the USA PATRIOT Act Against Crowell, Weedon & Co.

5/25/2006

Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Stock Options Back-Dating Investigations

5/23/2006

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Morgan Stanley Pays $15 Million to Settle SEC Civil Injunctive Action Alleging That It Failed to Timely Produce Documents During Two SEC Investigations

Matthew D'Amore, Joel Haims, and Randall Fons

5/22/2006

Corporate, Emerging Companies + Venture Capital, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

Audit Engagement Letters May Affect Auditor Independence

William Sherman

3/21/2006

Corporate, Emerging Companies + Venture Capital, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

SEC Sets Framework for Imposing Financial Penalties on Corporations

1/10/2006

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

What Public Companies Need to Know About Sarbanes-Oxley

11/4/2005

Corporate, Financial Institutions + Financial Services, Internal Investigations, Litigation, Securities Litigation, Securities Litigation, Enforcement + White-Collar Defense, Securities: Regulatory + Enforcement, White-Collar Defense

Client Alert

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