Government Officials Taking Hard Look at Rule 10b5-1 Plans

23 Feb 2021

Litigation Investigations + White Collar Defense Securities Enforcement and Securities Litigation

Client Alert

With a new majority in Congress and in the wake of COVID, government officials are taking a hard look at Rule 10b5-1 plans. To learn more about Rule 10b5-1, we invite you to read our previously published client alerts on the matter:

COVID-19 and Rule 10b5-1 Plans: Best Practices, Morrison & Foerster Client Alert
Answers to Common Questions about Rule 10b5-1 plans, Morrison & Foerster Client Alert
Rule 10b5-1 Plans at 20: Enforcement Trends & Best Practices, Morrison & Foerster Client Alert

Morrison & Foerster partners Jina Choi and David Lynn are closely monitoring developments related to 10b5-1 plans. Please contact us with any questions or concerns.

We are Morrison Foerster — a global firm of exceptional credentials. Our clients include some of the largest financial institutions, investment banks, and Fortune 100, technology, and life sciences companies. Our lawyers are committed to achieving innovative and business-minded results for our clients, while preserving the differences that make us stronger.

Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations. Prior results do not guarantee a similar outcome.