2016 NSCP National Conference

National Society of Compliance Professionals

10/17/2016 - 10/19/2016

Investment Management and Broker-Dealer Compliance + Regulation

Omni Shoreham Hotel
2500 Calvert Street NW
Washington, DC 20008

Kelley A. Howes

Kelley A. Howes

Speaking Engagement

The NSCP National Conference offers unique educational opportunities to further the professional growth of compliance professionals.

Morrison & Foerster Of Counsel Kelley Howes will speak on a panel entitled “Effective Practices for Managing Conflicts of Interest (Investment Advisers/Investment Companies/Private Funds)” on day one of the conference. Topics will include:

  • Identify and understand conflicts within the business model;
  • Developing a compliance and ethics program to address the conflicts;
  • Establish standards and procedures to prevent and detect conflicts;
  • Establishing supervision and oversight responsibilities; and
  • Response and prevention steps to prevent a recurrence.

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