Derivatives Regulation Update: Latest U.S. Developments

10/18/2016 12:00 p.m. - 01:30 p.m.

Corporate Finance | Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, Derivatives + Commodities, and Derivatives + Commodities Regulation

James Schwartz and Julian E. Hammar

Julian E. Hammar and James Schwartz

Trevor Starer
(212) 336-4310

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In this session, we will review the latest developments in U.S. derivatives regulation, including:

  • CFTC De Minimis Exception Developments;
  • Uncleared Swaps Margin Rules Update;
  • CFTC Position Limits Supplemental Proposal;
  • CFTC Proposed Rules Regarding Registration Relief for Certain Foreign Persons and Annual Reports for Commodity Pool Operators;
  • SEC Title VII Implementation;
  • SEC Proposal Regarding Investment Companies’ Use of Derivatives;
  • Federal Reserve’s Proposal to Further Limit FHCs’ Commodities Activities; and
  • Federal Reserve and OCC Proposed Rules for Financial Contracts of GSIBs and Related Matters.

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