Sending Your Message: Communications Rules for Offerings

10/19/2016 12:00 p.m. - 01:00 p.m. EDT

Banking + Financial Services, Financial Institutions + Financial Services, Capital Markets, Investment Management, Public Companies Counseling + Compliance, and Financial Services

David M. Lynn and Marty Dunn


Trevor Starer
(212) 336-4310

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During this session, we will focus on the SEC’s communications rules applicable to public and private companies when they are engaged in securities offerings. We will discuss:

  • Materiality;
  • Press releases;
  • Research reports;
  • Non-deal roadshows;
  • Free Writing Prospectuses;
  • Regulation FD; and
  • General solicitation and general advertising, revisited.


  • Marty Dunn
    Partner, Morrison & Foerster LLP
  • David Lynn
    Partner, Morrison & Foerster LLP


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