FINRA Rule 2210 – Communications with the Public

10/20/2016 12:00 p.m. - 01:00 p.m. EDT

Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, Social Media, Broker-Dealer Compliance + Regulation, and Financial Services

Bradley Berman


Trevor Starer
(212) 336-4310

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The FINRA communications rule governs all aspects of communications by member firms. FINRA is in the process of amending Rule 2210. In this teleconference, we will discuss:

  • Upcoming amendments to Rule 2210;
  • The scope of Rule 2210;
  • FINRA enforcement actions relating to communications; and
  • Social media use by broker-dealers and their associated persons.


  • Bradley Berman
    Of Counsel, Morrison & Foerster LLP


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