9th Annual SPA and MoFo Structured Products Legal, Regulatory & Compliance Update 2017

01/24/2017 06:00 p.m. - 08:00 p.m.

Banking + Financial Services, Corporate Finance | Capital Markets, Federal Tax, Financial Institutions + Financial Services, and Investment Management

Morrison & Foerster LLP
250 W 55th Street
New York, NY 10019

Lloyd S. Harmetz and Hillel T. Cohn

Hillel T. Cohn and Lloyd S. Harmetz

Seminar

The Structured Products Association and Morrison & Foerster are pleased to present this annual Legal, Regulatory & Compliance update to friends, clients and members on January 24, 2017.

Save the date for a timely presentation on what to expect in the new year and from the new administration. We will address a wide range of topics, including appointments to the SEC and CFTC, the rulemaking agenda for these agencies and the banking agencies, the Fed’s final long-term debt and TLAC rules, what’s ahead for the tax code, and other developments.

This event is traditionally standing-room only, so kindly register today. Hors d’oeuvres and cocktails will be served.

Agenda

  1. Greeting 
    Keith Styrcula, Chairman and Founder, Structured Products Association

  2. FINRA Advertising Update
    Amy Sochard, Senior Director, FINRA

  3. The Department of Labor’s Fiduciary Rule:  Recent FAQs, Proposed Legislation, and the Future of the Rule
    Hillel Cohn, Senior Of Counsel, Morrison & Foerster LLP

  4. Tax Code Reform
    Thomas Humphreys, Partner, Morrison & Foerster LLP

  5. 2017 FINRA and OCIE Priorities
    Lloyd Harmetz, Partner, Morrison & Foerster LLP

  6. Market in 2016, and What to Expect in 2017

This event is closed to press.

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