02/08/2017 - 02/09/2017
Corporate Finance | Capital Markets, Broker-Dealer Compliance + Regulation, Debt Offerings + 144A Offerings, Global Offerings, and Liability Management
Lloyd S. Harmetz and Ze'-ev D. Eiger
Ze'-ev D. Eiger and Lloyd S. Harmetz
The SEC and the SEC Staff had a busy second half of 2016. In late 2016, the SEC Staff issued guidance principally in the form of C&DIs on various topics. Join Morrison & Foerster for our two-part recap of items you may have missed.
Session One Wednesday, February 8, 2017 11:00 a.m. – 12:00 p.m. ET
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During our first session, we will review Regulation A: what do we know about how the exemption is working?; Regulation Crowdfunding; C&DIs on Regulation Crowdfunding; FINRA crowdfunding enforcement matter; Rule 147/Rule 504; Integration C&DI; C&DIs on Rule 701; and Guidance on Rule 144.
Session Two Thursday, February 9, 2017 11:00 a.m. – 12:00 p.m. ET
During our second session, we will review C&DIs on Rule 144A, FPIs, and Regulation S. We also will discuss guidance on Exxon Capital exchange offer representations; guidance on shortened tenders; and recent Trust Indenture Act related court cases.
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