Securities Developments Medley

02/08/2017 - 02/09/2017

Capital Markets, Broker-Dealer Compliance + Regulation, Debt Offerings + 144A Offerings, Global Offerings, and Liability Management

Lloyd S. Harmetz and Ze'-ev D. Eiger

Ze'-ev D. Eiger and Lloyd S. Harmetz

Trevor Starer
tstarer@mofo.com
(212) 336-4310

The SEC and the SEC Staff had a busy second half of 2016.  In late 2016, the SEC Staff issued guidance principally in the form of C&DIs on various topics.  Join Morrison & Foerster for our two-part recap of items you may have missed.

Session One
Wednesday, February 8, 2017
11:00 a.m. – 12:00 p.m. ET

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During our first session, we will review Regulation A:  what do we know about how the exemption is working?; Regulation Crowdfunding; C&DIs on Regulation Crowdfunding; FINRA crowdfunding enforcement matter; Rule 147/Rule 504; Integration C&DI; C&DIs on Rule 701; and Guidance on Rule 144.

Speakers:

Session Two
Thursday, February 9, 2017
11:00 a.m. – 12:00 p.m. ET

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During our second session, we will review C&DIs on Rule 144A, FPIs, and Regulation S.  We also will discuss guidance on Exxon Capital exchange offer representations; guidance on shortened tenders; and recent Trust Indenture Act related court cases.

Speakers:

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