03/28/2017 01:00 p.m. - 02:00 p.m. EDT
Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, Financial Services, Investment Management, and Broker-Dealer Compliance + Regulation
Hillel T. Cohn
Teleconference
Download Presentation Materials
Listen to Presentation
In an increasingly globalized securities market, Rule 15a-6 remains the primary avenue for foreign broker-dealers to conduct business in the United States. This presentation will address the requirements for compliance by foreign broker-dealers and their U.S. affiliates.
Topics Will Include:
Speakers:
Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.