Keeping up with Regulatory Developments Affecting Social Media Use

06/15/2017 12:00 p.m. - 01:00 p.m. EDT

Capital Markets, Investment Management, Social Media, Banking + Financial Services, Financial Institutions + Financial Services, Financial Services, and Broker-Dealer Compliance + Regulation

Bradley Berman and Anna T. Pinedo

Anna T. Pinedo and Bradley Berman

Teleconference

Trevor Starer
tstarer@mofo.com
(212) 336-4310

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This session will focus on the considerations for issuers, broker-dealers, registered investment advisers, and commodity pools in using social media, whether for corporate communications or in the context of securities offerings.

Topics of discussion will include:

  • Reg FD and other liability concerns;
  • FINRA guidance on communications and social media;
  • Social media for “business” versus “personal” use by employees of financial services firms;
  • SEC guidance for investment advisers;
  • General solicitation; and
  • CFTC and NFA guidance for funds.

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