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During this session, we will discuss developments affecting private placements, including: Increased reliance on Section 4(a)(2) instead of the Rule 506 safe harbor; Addressing no registration opinions; and more.

MoFo Classics:  Private Placement Market Developments

<a target="_blank" href="//media2.mofo.com/documents/170914-mofo-classics-private-placement-developments.pdf">Download Presentation Materials</a>During this session, we will discuss developments affecting private placements, including:<ul><li>Increased reliance on Section 4(a)(2) instead of the Rule 506 safe harbor;</li><li>Addressing no registration opinions;</li><li>Bad actor diligence for issuers and placement agents;</li><li>Diligence and the use of “big boy” letters;</li><li>FINRA Rule 5123 updates;</li><li>FINRA and SEC enforcement developments affecting private placements; and</li><li>Nasdaq’s 20% rule.</li></ul><hr>

MoFo Classics: Private Placement Market Developments

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MoFo Classics:  Private Placement Market Developments - 437063933

MoFo Classics: Private Placement Market Developments

14 Sep 2017 3:30 PM - 4:30 PM