Speaking Engagement

Securities Regulation Committee Business Law Section Meeting

New York State Bar Association

19 Sep 2017

Skadden, Arps, Slate, Meagher & Flom LLP
Four Times Square
New York, NY 10036-3522

Partner Anna Pinedo will lead a discussion entitled “The Securities and Exchange Commission and a Fiduciary Standard.” In recent months, commentators and practitioners have focused principally on the first phase of the Department of Labor's ("DOL") new fiduciary rule ("Fiduciary Rule") and have speculated about the fate of the rule. During the presentation we will focus on the SEC's original charge under the Dodd-Frank Act to consider the standard of care applicable to broker-dealers, the SEC study, recent statements by SEC representatives regarding the DOL Fiduciary Rule and the actions we might anticipate.



Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.