Structured Products Washington Conference

10/04/2017 08:00 a.m. - 04:30 p.m.

Structured Products, Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, Broker-Dealer Compliance + Regulation, Federal Tax, Financial Services, and Investment Management

Hyatt Regency Washington on Capitol Hill
400 New Jersey Avenue NW
Washington, DC 20001

Bradley BermanLloyd S. HarmetzAnna T. PinedoRemmelt A. Reigersman, and Hillel T. Cohn

Anna T. PinedoLloyd S. HarmetzRemmelt A. ReigersmanBradley Berman, and Hillel T. Cohn

Sponsorship

Trevor Starer
(212) 336-4310
tstarer@mofo.com

Register

Join us for the 5th annual Structured Products Washington D.C. conference on October 4th. This year's program showcases the latest developments in the legal, regulatory and compliance landscape for structured products.

Acting Director of the SEC’s Office of Compliance Inspections and Examinations (OCIE), Peter Driscoll, will give a keynote address at this year’s conference.

Speakers will address:

  • The Department of Labor's fiduciary duty rule;
  • Tax developments affecting the structured products market;
  • Unit investment trusts and structured UITs;
  • Structured product platforms and new distribution channels;
  • Addressing bail-in requirements across jurisdictions;
  • TLAC and which notes have “embedded derivatives;”
  • Benchmark reform, MiFID, the KID and other European regulatory developments; and
  • Suitability, KYD and preparing for a FINRA or OCIE exam.

There will be no press or reporting at this year’s conference.

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