Structured Products Washington Conference

04 Oct 2017 08:00 a.m. - 04:30 p.m.

Join us for the 5th annual Structured Products Washington D.C. conference on October 4^th. This year's program showcases the latest developments in the legal, regulatory and compliance landscape for structured products.

Acting Director of the SEC’s Office of Compliance Inspections and Examinations (OCIE), Peter Driscoll, will give a keynote address at this year’s conference.

Speakers will address:

• The Department of Labor's fiduciary duty rule;
• Tax developments affecting the structured products market;
• Unit investment trusts and structured UITs;
• Structured product platforms and new distribution channels;
• Addressing bail-in requirements across jurisdictions;
• TLAC and which notes have “embedded derivatives;”
• Benchmark reform, MiFID, the KID and other European regulatory developments; and
• Suitability, KYD and preparing for a FINRA or OCIE exam.

There will be no press or reporting at this year’s conference.