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The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals at other IAA member firms.

2017 IIA Compliance Workshop – Denver

The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals at other IAA member firms.Of Counsel Kelley Howes will participate in a panel discussion addressing current regulatory and examination priorities.<hr>

2017 IIA Compliance Workshop – Denver

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Kelley Howes

Co-chair of Investment Management Group

2017 IIA Compliance Workshop – Denver - 450786533

2017 IIA Compliance Workshop – Denver

30 Nov 2017 5:15 PM - 10:00 PM