Speaking Engagement

2017 IIA Compliance Workshop – Denver

Investment Adviser Association

30 Nov 2017 09:15 a.m. - 02:00 p.m.

Westin Denver Downtown
672 Lawrence Street
Denver, CO 80202

The IAA Compliance Workshops are an excellent opportunity to gain practical insights into challenging legal and regulatory issues facing SEC-registered investment advisers, and to meet compliance and legal professionals at other IAA member firms.

Of Counsel Kelley Howes will participate in a panel discussion addressing current regulatory and examination priorities.


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