New York City Bar Program
Partner Barbara Mendelson will serve as program co-chair for the New York City Bar’s “Regulations of Financial Institutions: Translating Law into Compliance” program.
Complex financial institutions operate in a challenging legal environment marked by pervasive regulation, overlapping state and federal oversight, and ever-changing supervisory expectations.
This program will provide an overview of some of the principal legal requirements affecting complex financial institutions, and will explore the practical challenges and considerations associated with building and maintaining a compliance program to implement those regimes.
In-house/outside counsel and attorneys serving in compliance roles will address the following: