10th Annual Structured Products Association Legal, Regulatory & Compliance Update

02/05/2018 06:00 p.m. - 08:30 p.m.

Banking + Financial Services, Corporate Finance | Capital Markets, Federal Tax, Financial Institutions + Financial Services, Financial Services, Structured Products, and Investment Management

Morrison & Foerster LLP
250 W 55th Street
New York, NY 10019

Lloyd S. Harmetz and Hillel T. Cohn

Lloyd S. Harmetz and Hillel T. Cohn


Trevor Starer
(212) 336-4310

The Structured Products Association and Morrison & Foerster are pleased to host this annual Legal, Regulatory & Compliance Update for friends, clients and members on February 5, 2018.

Join us for a timely presentation on current developments in the legal-regulatory-compliance landscape. This presentation will cover a wide range of topics related to structured products.


  • Tax reform update and considerations;
  • FINRA priorities letter and SEC retail task force and priorities;
  • The DOL’s Fiduciary Rule and the status of the SEC’s proposed Rule;
  • Moving away from LIBOR and LIBOR fallback measures; and
  • Structured note issuance platforms.

This event is traditionally standing-room only, so kindly register today. Hors d’oeuvres and cocktails will be served at the beginning and the end of the event, respectively. The event is closed to press.

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