Seminar

10th Annual Structured Products Association Legal, Regulatory & Compliance Update

05 Feb 2018 06:00 p.m. - 08:30 p.m.

Morrison & Foerster LLP
250 W 55th Street
New York, NY 10019
Trevor Starer
tstarer@mofo.com
(212) 336-4310


The Structured Products Association and Morrison & Foerster are pleased to host this annual Legal, Regulatory & Compliance Update for friends, clients and members on February 5, 2018.

Join us for a timely presentation on current developments in the legal-regulatory-compliance landscape. This presentation will cover a wide range of topics related to structured products.

Topics:

  • Tax reform update and considerations;
  • FINRA priorities letter and SEC retail task force and priorities;
  • The DOL’s Fiduciary Rule and the status of the SEC’s proposed Rule;
  • Moving away from LIBOR and LIBOR fallback measures; and
  • Structured note issuance platforms.

This event is traditionally standing-room only, so kindly register today. Hors d’oeuvres and cocktails will be served at the beginning and the end of the event, respectively. The event is closed to press.


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