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Marty Dunn will be speaking at PLI’s Private Placements and Hybrid Securities event. Visit the event page for more info: goo.gl/5s5Hne

Private Placements and Hybrid Securities Offerings 2018

Morrison & Foerster’s Marty Dunn will be speaking on two panels as part of PLI’s Private Placements and Hybrid Securities Offerings 2018 program.PLI's program – designed for corporate and securities attorneys, compliance professionals, control room personnel, bankers and allied professionals who deal with private placements and other exempt and hybrid offerings – will address the basics of private placements, sales of restricted securities, Rule 144 and Section 4(a)(1-1/2) transactions and block trades, as well as the changes to private and exempt offerings brought about by the JOBS Act.Attendees at this year’s program will:<ul><li>Review the basic framework relating to exempt offerings, including Section 4(a)(2) and Regulation D</li><li>Hear guidance from the SEC Staff on “general solicitation” and “pre-existing substantive relationships”</li><li>Learn about resales of restricted securities; secondary sales of securities of privately held companies and private secondary markets</li><li>Gain an understanding of pre-IPO private placements and late-stage or “cross-over” private placements</li><li>Understand the special considerations for broker-dealers, investment advisers and funds engaged in private offerings</li><li>How to structure, document, and execute: a private placement to institutional investors, a PIPE transaction, a Rule 144A offering, an At-the-Market offering, and a confidentially marketed public offering (“CMPO”)</li></ul>PLI will provide CLE credit. Please visit the <a href="https://www.pli.edu/Content/Seminar/Private_Placements_and_Hybrid_Securities/_/N-4kZ1z1018s?ID=320380" target="_blank">PLI event page</a> for more information.<hr>

Private Placements and Hybrid Securities Offerings 2018

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Private Placements and Hybrid Securities Offerings 2018 - 478561043

Private Placements and Hybrid Securities Offerings 2018

21 May 2018 - 22 May 2018