Raising the Bar on Fund Sponsors and Other Investment Advisers

05/21/2018 12:00 p.m. - 01:00 p.m.

Investment Management and Private Funds

Morrison & Foerster
755 Page Mill Road
Palo Alto, CA 94304

Susan I. Gault-Brown

Susan I. Gault-Brown

Seminar

On April 18, the SEC voted to propose an interpretation of the standard of conduct for investment advisers intending to “reaffirm – and in some cases clarify – certain aspects of the fiduciary duty that an investment adviser owes to its clients under section 206” of the Investment Advisers Act of 1940 (the “Advisers Act”).

Please join us for a lunch briefing as we discuss the proposed interpretation and what it may mean for investment advisers in terms of expanding the parameters of the fiduciary duty standard and requiring advisers to take on additional regulatory obligations.

For those joining remotely, a dial in number will be provided prior to the briefing.

Email Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.

©1996-2018 Morrison & Foerster LLP. All rights reserved.