Speaking Engagement

PLI’s 50th Annual Institute on Securities Regulation

11/07/2018 - 11/09/2018 09:00 a.m. - 05:00 p.m.

The Roosevelt Hotel
45 East 45th Street
New York, NY 10017

The Annual Institute on Securities Regulation will bring together the nation’s leading securities and corporate legal experts to deliver practical information, insights, and real world strategies. View the full agenda.

Topics to be addressed include:

  • The latest developments in capital markets, from direct listings to shelf takedowns, wall crossings, SPACs, and more.
  • Financing issues facing late-stage private companies and smaller reporting companies
  • Review of disclosure issues and best practices for public companies
  • SEC rulemaking and interpretive developments
  • Current trends in shareholder activism and engagement

On November 7, 2018 at 1:40 p.m., David M. Lynn will be moderating the panel “Corp Fin Hot Topics: What’s on the Agenda for the Division of Corporation Finance?” At 12:10 p.m., Marty Dunn will be speaking on the panel, “Proxy Season Never Ends: Executive Compensation and Shareholder Engagement.” 



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