2015 NSCP National Conference

National Society of Compliance Professionals


Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, and Broker-Dealer Compliance + Regulation

Gaylord National
201 Waterfront Street
National Harbor, MD 20745

Anna T. Pinedo

Speaking Engagement

The NSCP National Conference is the most comprehensive educational offering within the financial services industry covering 80+ topics encompassing Broker-Dealer, Hedge Fund/Private Fund, Investment Adviser, Investment Company and Municipal Advisor compliance issues. Workshops, labs and roundtable discussions are all led by experienced industry veterans who focus on the practical implementation of compliance policies and procedures. From esteemed keynote speakers to the wide variety of course offerings and networking opportunities, the NSCP National Conference has something for everyone within the compliance industry.

Morrison & Foerster Partner Anna Pinedo will be speaking on a panel entitled “Oversight of Technology and Social Media in Your Firm” on day 2 of the conference. Topics will include:

  • Overview of applicable regulations;
  • Practical guidance regarding policy design and implementation;
  • Integration with other systems and due diligence;
  • Compliance oversight of third party vendors; and
  • Hands-on case studies covering real life scenarios.

NSCP will provide CLE credit.


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