04/17/2012 08:00 a.m. - 10:00 a.m.
Corporate Finance | Capital Markets and Financial Institutions + Financial Services
Morrison & Foerster LLP1290 Avenue of the Americas 39th Floor New York, NY 10104
David H. Kaufman
Please join Morrison & Foerster LLP and The Regulatory Fundamentals Group LLC for a working session to review the process for swap dealer registration, with a focus on the compliance policies and procedures that will be required in connection with registration. We will discuss business conduct standards, anti-manipulation and other related matters.
CLE credit is pending.
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