SEC Registration for Foreign Banks

12/17/2012 10:00 a.m. - 11:00 p.m. EST

Banking + Financial Services, Capital Markets, and Financial Institutions + Financial Services

Ze'-ev D. Eiger and David M. Lynn

Ze'-ev D. Eiger and David M. Lynn

Webinar

To view the presentation materials, click here.

To listen to a recording of the teleconference click here.

Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This session will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting.

Topics include:

  • The registration process and confidential submissions;
  • Benefits available to foreign private issuers;
  • Specialized disclosure requirements for banks (Industry Guide 3);
  • Accounting considerations;
  • Governance and ongoing reporting obligations; and
  • Liability concerns.

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