SEC Registration for Foreign Banks

12/17/2012 10:00 a.m. - 11:00 p.m. EST

Corporate Finance | Capital Markets, Financial Services, and Finance

David M. Lynn

David M. Lynn


To view the presentation materials, click here.

To listen to a recording of the teleconference click here.

Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This session will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting.

Topics include:

  • The registration process and confidential submissions;
  • Benefits available to foreign private issuers;
  • Specialized disclosure requirements for banks (Industry Guide 3);
  • Accounting considerations;
  • Governance and ongoing reporting obligations; and
  • Liability concerns.

Email Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.

©1996-2019 Morrison & Foerster LLP. All rights reserved.