01/29/2013 10:00 a.m. - 11:00 a.m. EST
Banking + Financial Services, Capital Markets, Structured Products, Securities Offerings | Europe, Financial Institutions | Europe, and Financial Institutions + Financial Services
Lloyd S. Harmetz
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The U.S. market has both opportunities and challenges for non-U.S. banks that seek to offer their structured products. In this seminar, we will discuss how these offerings are conducted, including the key securities, banking and tax considerations. We will also address the current U.S. regulatory environment, and key areas of focus of the SEC and FINRA.
New York and California CLE credit is pending.
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